HIGHLAND INVESTMENT ADVISORS LLC
Adviser information for HIGHLAND INVESTMENT ADVISORS LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,203 | $239.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1,203 | $239.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 538 | $146.0M |
| HNW Individuals | 52 | $88.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $632,356 |
| Charitable organizations | <5 | $2.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 19 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-120113 |
|---|---|
| SEC ERA File Number | 801-120113 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141694 |
| Legal Entity Identifier | None |
Principal Office
466 TOWN PLAZA AVESTE 330
PONTE VEDRA
FL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 414-755-2309, Fax: 414-755-2313
Websites
Chief Compliance Officer
ADAM DRAKE
MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE
466 TOWN PLAZA AVE
STE 330
PONTE VEDRA
FL
United States
Tel:
414-755-2309
Fax:
414-755-2313
A*****@*****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DRAKE, ADAM, SEAN | Individual | – | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | 01/2009 | > 75% |