CIC, LLC
Adviser information for CIC, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $227.9M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $227.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $227.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Pension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-120119 |
|---|---|
| SEC ERA File Number | 801-120119 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311969 |
| Legal Entity Identifier | None |
Principal Office
606 BALD EAGLE DRIVE, SUITE 608MARCO ISLAND
FL
United States
Monday - Friday, 9-5
Tel: (212) 359-0959, Fax: None
Chief Compliance Officer
ALAN GILMORE
606 BALD EAGLE DRIVE, SUITE 608
MARCO ISLAND
FL
United States
Tel:
(609) 730-0100
A*******@***************M
(Full email address available in API data)
Regulatory Contact
THOMAS DEEGAN
CEO
606 BALD EAGLE DRIVE, SUITE 608
MARCO ISLAND
FL
United States
Tel:
(212) 359-0266
T******@***************M
(Full email address available in API data)
Industry Affiliates
| CLEARSHARES LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEEGAN, THOMAS, EDWARD | Individual | – | CEO | 12/2020 | < 5% |
| GILMORE, WALTER, ALAN | Individual | – | CCO | 12/2020 | < 5% |
| CLEARSHARES LLC | Domestic Entity | – | MEMBER | 12/2020 | > 75% |
| DEEGAN HOLDINGS LLC | Domestic Entity | CLEARSHARES LLC | MEMBER | 06/2019 | 50-75% |
| DEEGAN, THOMAS, EDWARD | Individual | DEEGAN HOLDINGS LLC | MEMBER | 01/2010 | > 75% |