ARCAPITA INVESTMENT MANAGEMENT US INC.
Adviser information for ARCAPITA INVESTMENT MANAGEMENT US INC. last updated from Form ADV on September 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 4 | $280.4M |
| Total | 4 | $280.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $280.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120121 |
|---|---|
| SEC ERA File Number | 801-120121 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168148 |
| Legal Entity Identifier | None |
Principal Office
3060 PEACHTREE ROAD, NWSUITE 1650
ATLANTA
GA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (404) 920-9000, Fax: (404) 920-9011
Chief Compliance Officer
ARTHUR ROGERS
MANAGING DIRECTOR, GENERAL COUNSEL
3060 PEACHTREE RD, NW
SUITE 1650
ATLANTA
GA
United States
Tel:
(404) 920-9000
A******@***********M
(Full email address available in API data)
Regulatory Contact
MOHAMMED SHAKIR MAKA
PRINCIPAL, LEGAL DEPARTMENT
501 ARCAPITA BUILDING, ROAD 4612
BAHRAIN BAY, BLOCK 346 MANAMA SEA FRONT
BAHRAIN
Bahrain
Tel:
+973 39957606
M****@***********M
(Full email address available in API data)
Industry Affiliates
| ARCAPITA CAPITAL COMPANY | Other investment adviser, including financial planners |
| ARCAPITA INVESTMENT ADVISERS UK LIMITED | Other investment adviser, including financial planners |
| ARCAPITA INVESTMENT MANAGEMENT B.S.C.(C) | Other investment adviser, including financial planners |
| ARCAPITA INVESTMENT MANAGEMENT SINGAPORE PTE, LIMITED | Other investment adviser, including financial planners |
| ARCAPITA MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARC US AMC HOLDING COMPANY LIMITED | Private Equity Fund | $61.1M | $0.1M | 43 |
| ARC US INDUSTRIAL PORTFOLIO VII HOLDING COMPANY LIMITED | Real Estate Fund | $88.4M | $0.1M | 66 |
| ARC US INDUSTRIAL PORTFOLIO VIII HOLDING COMPANY LIMITED | Real Estate Fund | $98.2M | $0.2M | 50 |
| ARC US NDT HOLDING COMPANY LIMITED | Private Equity Fund | $32.7M | $0.1M | 33 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AIM GROUP LIMITED | Foreign Entity | – | OWNER | 05/2013 | > 75% |
| ARCAPITA GROUP HOLDINGS LIMITED | Foreign Entity | AIM GROUP LIMITED | OWNER | 01/2014 | > 75% |
| CHOWDHURY, MOHAMMED, ABDUL MUIZ | Individual | – | DIRECTOR | 09/2017 | < 5% |
| Rogers, Arthur, Merriam | Individual | – | DIRECTOR, CCO | 09/2017 | < 5% |