FOURSIXTHREE CAPITAL LP
Adviser information for FOURSIXTHREE CAPITAL LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.0B |
| Non-Discretionary | 3 | $155,092 |
| Total | 9 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 44 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
520 MADISON AVENUE FLOOR 19NEW YORK
NY
United States
Monday - Friday, 9 - 5
Tel: 646-805-5400, Fax: None
Websites
Chief Compliance Officer
WILLIAM M. KELLY
CO-FOUNDER/COO
520 MADISON AVENUE FLOOR 19
NY
NY
United States
Tel:
646-805-5400
C*********@*********M
(Full email address available in API data)
Regulatory Contact
SCOTT BALKAN
CO-FOUNDER/CIO
520 MADISON AVENUE FLOOR 19
NY
NY
United States
Tel:
646-805-5400
S****@*********M
(Full email address available in API data)
Industry Affiliates
| FOURSIXTHREE GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FOURSIXTHREE MM, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FOURSIXTHREE MASTER FUND, LP | Hedge Fund | $863.2M | $10.0M | 54 |
| FOURSIXTHREE OPPORTUNISTIC FUND, LP | Hedge Fund | $24.6M | $10.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOSHI, RAYAN, RAMESH | Individual | – | HEAD OF RESTRUCTURING AND LIMITED PARTNER | 07/2020 | 5-10% |
| FOURSIXTHREE GP, LLC | Domestic Entity | – | GENERAL PARTNER | 10/2020 | < 5% |
| KELLY, WILLIAM, MICHAEL | Individual | – | CO-FOUNDER, COO, CCO AND LIMITED PARTNER | 07/2020 | 25-50% |
| BALKAN, RICHARD, SCOTT | Individual | – | CO-FOUNDER, CIO AND LIMITED PARTNER | 07/2020 | 25-50% |
| NEWTON, ANDREW, LINDSEY | Individual | – | HEAD OF RESEARCH AND LIMITED PARTNER | 12/2020 | 10-25% |
| KELLY, WILLIAM, MICHAEL | Individual | FOURSIXTHREE GP, LLC | CO-FOUNDER/OWNER | 10/2020 | 25-50% |
| BALKAN, RICHARD, SCOTT | Individual | FOURSIXTHREE GP, LLC | CO-FOUNDER/OWNER | 10/2020 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 14th, 2024 for period ending December 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 833 | 33K | – |
| B & G FOODS INC NEW | COM | 2M | 200K | – |
| BRIDGER AEROSPACE GRP HLDGS | *W EXP 01/24/202 | 2K | 10K | – |
| COMSTOCK RES INC | COM | 2M | 200K | – |
| EQUITRANS MIDSTREAM CORP | COM | 11M | 1M | – |
| FLAME ACQUISITION CORP | *W EXP 02/26/202 | 19K | 10K | – |
| FRONTIER COMMUNICATIONS PARE | COM | 10M | 387K | – |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 40 | 11K | – |
| KOSMOS ENERGY LTD | COM | 4M | 651K | – |
| PROSPECT CAP CORP | COM | 35M | 6M | – |
| SPECTRAL AI INC | *W EXP 09/11/202 | 2K | 12K | – |
| SUNCAR TECHNOLOGY GROUP INC | *W EXP 05/17/202 | 4K | 10K | – |
| UNITED NAT FOODS INC | COM | 9M | 555K | – |