ARGENT WEALTH, LLC
Adviser information for ARGENT WEALTH, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 760 | $402.9M |
| Non-Discretionary | 0 | $0 |
| Total | 760 | $402.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 299 | $62.8M |
| HNW Individuals | 123 | $319.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $4.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $16.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agentTrust company |
Identifiers
| SEC RIA File Number | 801-120152 |
|---|---|
| SEC ERA File Number | 801-120152 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311685 |
| Legal Entity Identifier | None |
Principal Office
1020 HIGHLAND COLONY PARKWAYSUITE 603
RIDGELAND
MS
United States
Monday - Friday, 8 AM - 4:30 PM
Tel: 601-957-0323, Fax: None
Chief Compliance Officer
CAROL BROCK
CHIEF OPERATING OFFICER
1020 HIGHLAND COLONY PARKWAY
SUITE 603
RIDGELAND
MS
United States
Tel:
601-957-0323
C*****@*****************M
(Full email address available in API data)
Industry Affiliates
| AMERITRUST INVESTMENT ADVISORS INC | Other investment adviser, including financial planners |
| ARGENT ADVISORS, INC. | Other investment adviser, including financial plannersRegistered municipal advisor |
| ARGENT INSURANCE SERVICES, LLC | Insurance company or agency |
| ARGENT RETIREMENT PLAN ADVISORS, LLC | Other investment adviser, including financial planners |
| ARGENT TRUST COMPANY | Trust company |
| WYNDEN CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROCK, CAROL, HASSON | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | 12/2020 | < 5% |
| PALOMO, MARTIN, E | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2021 | < 5% |
| ARGENT FINANCIAL GROUP, INC. | Domestic Entity | – | HOLDING COMPANY | 03/2022 | > 75% |
| DAVIS, MATTHEW, REID | Individual | – | CHIEF INVESTMENT OFFICER | 01/2021 | < 5% |