GROUNDFORCE CAPITAL MANAGEMENT, LLC
Adviser information for GROUNDFORCE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $571.8M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $571.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $571.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120160 |
|---|---|
| SEC ERA File Number | 801-120160 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299383 |
| Legal Entity Identifier | None |
Principal Office
38 MILLER AVE SUITE 20MILL VALLEY
CA
United States
Monday - Friday, 9AM-5PM
Tel: 415-384-8255, Fax: None
Chief Compliance Officer
LAURA QUINE
CHIEF COMPLIANCE OFFICER
38 MILLER AVE
SUITE 20
MILL VALLEY
CA
United States
Tel:
415-203-5681
L****@*********************M
(Full email address available in API data)
Regulatory Contact
DANIEL GLUCK
MANAGING PARTNER
38 MILLER AVE
SUITE 20
MILL VALLEY
CA
United States
Tel:
917-566-5682
D**@*********************M
(Full email address available in API data)
Industry Affiliates
| POWERPLANT VENTURES | Sponsor, GP, manager of pooled investment vehicles |
| POWERPLANT VENTURES | Sponsor, GP, manager of pooled investment vehicles |
| POWERPLANT VENTURES | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GROUNDFORCE GROWTH I, LP | Private Equity Fund | $370.0M | $0.1M | 108 |
| GROUNDFORCE MIYOKO'S SPV, LLC | Venture Capital Fund | $19.4M | $0.0M | 22 |
| OWYN SPV, LLC | Venture Capital Fund | $9.2M | $0.0M | 24 |
| POWERPLANT VENTURES II-A, L.P. | Private Equity Fund | $4.0M | $0.1M | 11 |
| POWERPLANT VENTURES II, L.P. | Private Equity Fund | $158.8M | $0.1M | 108 |
| POWERPLANT VENTURES, L.P. | Venture Capital Fund | $10.5M | $0.1M | 53 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAMPOLLA, MARK, STEPHEN | Individual | – | MANAGING DIRECTOR | 06/2018 | 25-50% |
| GLUCK, DANIEL, SCOTT | Individual | – | MANAGING DIRECTOR | 06/2018 | 25-50% |
| BOYLAN, KEVIN, GERARD | Individual | – | MANAGING DIRECTOR | 06/2018 | 10-25% |
| QUINE, LAURA, APRIL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |