PUENTE ASESORAMIENTO DE INVERSIONES, LLC

Adviser information for PUENTE ASESORAMIENTO DE INVERSIONES, LLC last updated from Form ADV on June 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM
Other Business Activities Registered representative of a broker-dealer

Identifiers

SEC RIA File Number 801-120169
SEC ERA File Number 801-120169
SEC CIK Numbers None
SEC CRD Numbers 311609
Legal Entity Identifier None

Principal Office

801 BRICKELL AVENUE
SUITE 2010
MIAMI
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: (786) 589-6071, Fax: None

Chief Compliance Officer

GIL AIKINS
801 BRICKELL AVENUE
SUITE 2010
MIAMI
FL
United States
Tel: 646-348-0896
(Full email address available in API data)

Regulatory Contact

NOEMI SCHAEFER
CEO
801 BRICKELL AVENUE
SUITE 2010
MIAMI
FL
United States
Tel: (786) 532-0540
(Full email address available in API data)

Industry Affiliates

PUENTE SERVICIOS FINANCIEROS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SCHAEFER, NOEMI, CARMEN Individual CHIEF EXECUTIVE OFFICER 11/2020 < 5%
Spinedi, Gonzalo, Miguel Individual MANAGING DIRECTOR 11/2020 < 5%
PUENTE HOLDING LIMITED Foreign Entity OWNER 11/2020 > 75%
CROSS CAPITAL S.A. Foreign Entity PUENTE HOLDING LIMITED OWNER 11/2020 50-75%
PUENTE PARTNERS SA Foreign Entity PUENTE HOLDING LIMITED OWNER 11/2020 25-50%
CROSS CAPITAL S.A. Foreign Entity PUENTE PARTNERS SA OWNER 11/2020 > 75%
Tomasevich, Federico Individual CROSS CAPITAL S.A. OWNER 11/2020 > 75%
AIKINS, GIL, O Individual CHIEF COMPLIANCE OFFICER 06/2023 < 5%

No. Employees, Historic

1050202020212022202320245 on 12/16/20205 on 1/4/20215 on 1/7/20215 on 5/14/20215 on 8/6/20215 on 8/19/20215 on 3/31/20225 on 8/3/20225 on 8/10/20225 on 10/17/20225 on 1/23/20235 on 4/26/20235 on 6/20/2023

RAUM, Historic

2B1B0202020212022202320240 on 12/16/20200 on 1/4/20210 on 1/7/2021193980540 on 5/14/2021193980540 on 8/6/2021193980540 on 8/19/20211061077945 on 3/31/20221061077945 on 8/3/20221061077945 on 8/10/20221061077945 on 10/17/20220 on 1/23/20230 on 4/26/20230 on 6/20/2023

No. Clients, Historic

1050202020212022202320240 on 12/16/20200 on 1/4/20210 on 1/7/20211 on 5/14/20211 on 8/6/20211 on 8/19/20211 on 3/31/20221 on 8/3/20221 on 8/10/20221 on 10/17/20220 on 1/23/20230 on 4/26/20230 on 6/20/2023