PUENTE ASESORAMIENTO DE INVERSIONES, LLC
Adviser information for PUENTE ASESORAMIENTO DE INVERSIONES, LLC last updated from Form ADV on June 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Florida, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 5 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Other Business Activities | Registered representative of a broker-dealer |
Identifiers
SEC RIA File Number | 801-120169 |
---|---|
SEC ERA File Number | 801-120169 |
SEC CIK Numbers | None |
SEC CRD Numbers | 311609 |
Legal Entity Identifier | None |
Principal Office
801 BRICKELL AVENUESUITE 2010
MIAMI
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: (786) 589-6071, Fax: None
Chief Compliance Officer
GIL AIKINS
801 BRICKELL AVENUE
SUITE 2010
MIAMI
FL
United States
Tel:
646-348-0896
G******@****************M
(Full email address available in API data)
Regulatory Contact
NOEMI SCHAEFER
CEO
801 BRICKELL AVENUE
SUITE 2010
MIAMI
FL
United States
Tel:
(786) 532-0540
N********@****************M
(Full email address available in API data)
Industry Affiliates
PUENTE SERVICIOS FINANCIEROS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SCHAEFER, NOEMI, CARMEN | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2020 | < 5% |
Spinedi, Gonzalo, Miguel | Individual | – | MANAGING DIRECTOR | 11/2020 | < 5% |
PUENTE HOLDING LIMITED | Foreign Entity | – | OWNER | 11/2020 | > 75% |
CROSS CAPITAL S.A. | Foreign Entity | PUENTE HOLDING LIMITED | OWNER | 11/2020 | 50-75% |
PUENTE PARTNERS SA | Foreign Entity | PUENTE HOLDING LIMITED | OWNER | 11/2020 | 25-50% |
CROSS CAPITAL S.A. | Foreign Entity | PUENTE PARTNERS SA | OWNER | 11/2020 | > 75% |
Tomasevich, Federico | Individual | CROSS CAPITAL S.A. | OWNER | 11/2020 | > 75% |
AIKINS, GIL, O | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |