5AM VENTURES
5AM VENTURE MANAGEMENT, LLC Legal Name
Adviser information for 5AM VENTURES last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 37 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
4 EMBARCADERO CENTERSUITE 3110
SAN FRANCISCO
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 408-876-7197, Fax: 415-993-8549
Chief Compliance Officer
PAUL STONE
PARTNER AND CHIEF LEGAL OFFICER
4 EMBARCADERO CENTER
SUITE 3110
SAN FRANCISCO
CA
United States
Tel:
408-876-7197
P*****@**************M
(Full email address available in API data)
Industry Affiliates
| 5AM OPPORTUNITIES I (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| 5AM OPPORTUNITIES II (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| 5AM PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 5AM PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 5AM PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 5AM PARTNERS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 5AM PARTNERS VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 5AM PARTNERS VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 5AM CO-INVESTORS II, LP | Venture Capital Fund | $1.1M | $0.0M | 31 |
| 5AM CO-INVESTORS III, LP | Venture Capital Fund | $0.4M | $0.0M | 31 |
| 5AM CO-INVESTORS IV, LP | Venture Capital Fund | $3.4M | $0.0M | 33 |
| 5AM OPPORTUNITIES I, LP | Private Equity Fund | $67.8M | $0.0M | 49 |
| 5AM OPPORTUNITIES II, LP | Private Equity Fund | $320.1M | $0.0M | 86 |
| 5AM VENTURES II, LP | Venture Capital Fund | $26.7M | $0.0M | 45 |
| 5AM VENTURES III, LP | Venture Capital Fund | $14.4M | $0.0M | 45 |
| 5AM VENTURES IV, LP | Venture Capital Fund | $82.1M | $0.0M | 50 |
| 5AM VENTURES V, LP | Venture Capital Fund | $149.6M | $0.0M | 81 |
| 5AM VENTURES VI, LP | Venture Capital Fund | $375.7M | $0.0M | 87 |
| 5AM VENTURES VII, LP | Venture Capital Fund | $412.6M | $0.0M | 106 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHWAB, ANDREW, JAMES | Individual | – | MEMBER, 5AM VENTURE MANAGEMENT LLC | 04/2006 | 50-75% |
| PARMAR, KUSH, M | Individual | – | MEMBER, 5AM VENTURE MANAGEMENT, LLC | 01/2016 | 50-75% |
| LUCIA, REBECCA, LYNN | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER, 5AM VENTURE MANAGEMENT LLC | 10/2016 | < 5% |
| STONE, PAUL, A | Individual | – | PARTNER, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADVERUM BIOTECHNOLOGIES INC | COM NEW | 4M | 542K | – |
| ANAPTYSBIO INC | COM | 9M | 358K | – |
| BIOHAVEN LTD | COM | 16M | 470K | – |
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 18M | 497K | – |
| CENTESSA PHARMACEUTICALS PLC | SPONSORED ADS | 11M | 1M | – |
| CIDARA THERAPEUTICS INC | COM | 677K | 57K | – |
| COGENT BIOSCIENCES INC | COM | 7M | 790K | – |
| DIANTHUS THERAPEUTICS INC | COM | 32M | 1M | – |
| ENLIVEN THERAPEUTICS INC | COM | 61M | 3M | – |
| ENTRADA THERAPEUTICS INC | COM | 63M | 4M | – |
| ERASCA INC | COM | 13M | 5M | – |
| EYEPOINT PHARMACEUTICALS INC | COM NEW | 435K | 50K | – |
| GH RESEARCH PLC | ORDINARY SHARES | 7M | 573K | – |
| MERSANA THERAPEUTICS INC | COM | 3M | 1M | – |
| MOONLAKE IMMUNOTHERAPEUTICS | CLASS A ORD | 12M | 282K | – |
| PHARVARIS N V | COM | 15M | 798K | – |
| PRAXIS PRECISION MEDICINES I | COM NEW | 14M | 340K | – |
| Q32 BIO INC | COM | 5M | 252K | – |
| RALLYBIO CORP | COM | 5M | 4M | – |
| SCPHARMACEUTICALS INC | COM | 5M | 1M | – |
| SILENCE THERAPEUTICS PLC | ADS | 9M | 476K | – |
| SKYE BIOSCIENCE INC | COM NEW | 82M | 10M | – |
| TECTONIC THERAPEUTIC INC | COM | 11M | 647K | – |
| TYRA BIOSCIENCES INC | COM | 15M | 939K | – |
| VIKING THERAPEUTICS INC | COM | 13M | 238K | – |
| VIRIDIAN THERAPEUTICS INC | COM | 10M | 737K | – |
| VOR BIOPHARMA INC | COM | 6M | 6M | – |
| ZENTALIS PHARMACEUTICALS INC | COM | 2M | 490K | – |