REAL ASSET STRATEGIES, LLC
Adviser information for REAL ASSET STRATEGIES, LLC last updated from Form ADV on March 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $36,484 |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $36,484 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $36,484 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsMODEL PORTFOLIO PROGRAMS - TAMPS |
|---|---|
| Compensation | % of AUMCUSTOMIZED FEES FOR CUSTOMIZED SERVICE |
Identifiers
| SEC RIA File Number | 801-120183 |
|---|---|
| SEC ERA File Number | 801-120183 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304242 |
| Legal Entity Identifier | None |
Principal Office
420 ORCHARD PARK ROADORONO
MN
United States
Monday - Friday, 9AM - 5PM
Tel: 952-214-0899, Fax: None
Chief Compliance Officer
WILLIAM PETERSON
PRESIDENT
5775 WAYZATA BLVD
SUITE 700
ST. LOUIS PARK
MN
United States
Tel:
952-214-0899
B********@**********************M
(Full email address available in API data)
Regulatory Contact
JOHN RAMIREZ
COUNSEL
43 PAOLI PLAZA
UNIT 1121
PAOLI
PA
United States
Tel:
917-805-1818
J***********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Peterson, William, Bernard | Individual | – | OWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 05/2019 | > 75% |