Hedge Fund Database

NSI RETAIL ADVISORS, LLC

Adviser information for NSI RETAIL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5 $702.9M
Non-Discretionary 0 $0
Total 5 $702.9M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 5 $702.9M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM

Identifiers

SEC RIA File Number 801-120192
SEC ERA File Number 801-120192
SEC CIK Numbers 1866574
SEC CRD Numbers 312148
Legal Entity Identifier None

Principal Office

2000 ERICSSON DRIVE
SUITE 100
WARRENDALE
PA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 412-566-1234, Fax: 412-566-1557

Chief Compliance Officer

ULF SKREPPEN
CHIEF OPERATING OFFICER
2000 ERICSSON DRIVE
SUITE 100
WARRENDALE
PA
United States
Tel: 412-880-5220
Fax: 412-566-1557
(Full email address available in API data)

Industry Affiliates

ABEL NOSER, LLC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
CS MCKEE Other investment adviser, including financial planners
ESTANCIA CAPITAL MANAGEMENT, LLC Other investment adviser, including financial planners
ESTANCIA GP II, LP Sponsor, GP, manager of pooled investment vehicles
ESTANCIA GP, LLC Sponsor, GP, manager of pooled investment vehicles
GENEVA CAPITAL MANAGEMENT LLC Other investment adviser, including financial planners
NORTH SQUARE INVESTMENTS, LLC Other investment adviser, including financial planners
PMA ASSET MANAGEMENT, LLC Other investment adviser, including financial planners
PMA SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
SAPIENCE INVESTMENTS, LLC Other investment adviser, including financial planners
SNOWDEN ACCOUNT SERVICES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
SNOWDEN CAPITAL ADVISORS LLC Other investment adviser, including financial planners
SNOWDEN INSURANCE SERVICES LLC Insurance company or agency
ZENO AN SOLUTIONS Other investment adviser, including financial plannersPension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MOLOTSKY, ALAN, EUGENE Individual – CHIEF LEGAL OFFICER 11/2020 < 5%
GOODWIN, MARK, DAVID Individual – CHAIRMAN 11/2020 < 5%
SKREPPEN, ULF, ARTHUR Individual – COO/CCO 07/2021 < 5%
GENSHEIMER, MARK, RICHARD Individual – PRESIDENT 11/2020 < 5%
NSI HOLDCO, LLC Domestic Entity CSM HOLDINGS, LLC MEMBER OF CSM HOLDINGS LLC 11/2020 > 75%
ESTANCIA CAPITAL PARTNERS FUND II, L.P. Domestic Entity NSI HOLDCO, LLC MEMBER 11/2020 > 75%
ESTANCIA GP II, L.P. Domestic Entity ESTANCIA CAPITAL PARTNERS FUND II, L.P. GENERAL PARTNER 11/2020
ESTANCIA UGP II, LLC Domestic Entity ESTANCIA GP II, L.P. GENERAL PARTNER 11/2020
KANG, DANNY, ALLAN Individual ESTANCIA UGP II, LLC MANAGING DIRECTOR 11/2020
MENDEZ, MICHAEL, CASARES Individual ESTANCIA UGP II, LLC MANAGING DIRECTOR 11/2020
MORIUCHI, TAKASHI, BAYARD Individual ESTANCIA UGP II, LLC MANAGING DIRECTOR 11/2020
CSM HOLDINGS, LLC Domestic Entity CSM GROUP HOLDINGS LLC SOLE MEMBER OF CSM GROUP HOLDINGS LLC 03/2021 > 75%
NSIR INTERMEDIATE HOLDINGS LLC Domestic Entity – SOLE OWNER 03/2021 > 75%
CSM GROUP INTERMEDIATE HOLDINGS LLC Domestic Entity NSIR INTERMEDIATE HOLDINGS LLC SOLE MEMBER OF NSIR INTERMEDIATE HOLDINGS LLC 03/2021 > 75%
CSM GROUP HOLDINGS LLC Domestic Entity CSM GROUP INTERMEDIATE HOLDINGS LLC SOLE MEMBER OF CSM GROUP INTERMEDIATE HOLDINGS LLC 03/2021 > 75%
COX, BRADLEY, WILLIAM Individual – CHIEF FINANCIAL OFFICER 07/2023 < 5%
ALLEN, BRIAN, SCOTT Individual – CHIEF INVESTMENT OFFICER 07/2023 < 5%

No. Employees, Historic

10502020202120222023202420254 on 12/18/20204 on 3/30/20216 on 7/14/20213 on 3/28/20223 on 3/31/20233 on 6/13/20233 on 8/4/20234 on 3/29/2024

RAUM, Historic

800M400M02020202120222023202420250 on 12/18/2020728480000 on 7/14/2021782428638 on 3/28/2022680185491 on 3/31/2023680185491 on 6/13/2023680185491 on 8/4/2023702924665 on 3/29/2024

No. Clients, Historic

10502020202120222023202420250 on 12/18/20200 on 3/30/20213 on 7/14/20214 on 3/28/20225 on 3/31/20235 on 6/13/20235 on 8/4/20235 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AFLAC INC COMMON 361 4K –
ABBOTT LABS COMMON 164 2K –
APPLE INC COMMON 625 3K –
GRAINGER W W INC COMMON 411 456 –
HOME DEPOT INC COMMON 250 725 –
INVESCO QQQ TR QQQ TRUST SERIES 1 95K 197K –
ISHARES INC MSCI EUROZONE 26K 532K –
ISHARES TR 20 YR TR BD ETF 26K 282K –
ISHARES RUSSELL 2000 ETF 32K 159K –
ISHARES RUSSELL 3000 ETF 29K 93K –
ISHARES TR CORE DIV GRWTH 860 15K –
ISHARES TR BROAD USD HIGH 444 12K –
L3HARRIS TECHNOLOGIE USD1 204 910 –
LILLY ELI & CO COMMON 504 557 –
MCDONALDS CORP COMMON 294 1K –
MERCK & CO INC COMMON 345 3K –
MICROSOFT CORP COMMON 761 2K –
NORTH SQ INVSTMNTS T ADVSY RSCH ACP I 20K 2M –
NORTH SQ INVSTMNTS T DYNAMIC SMCP I 53K 4M –
PROCTER AND GAMBLE COM 280 2K –
SPDR S&P 500 ETF TR UNITS SER 1 S&P 85K 156K –
SPDR S&P 500 ETF TR UNITS SER 1 S&P 3K 50 –
ETF S&P EMRG MKTS PRTFLIO EMER MARKETS 3K 79K –
S&P WRLD EX US DVLP WORLD EX-US ETF 8K 239K –
SPDR SERIES TRUST PORTFOLIO LONG TERM 882 39K –
SPDR SERIES TRUST PORTFOLIO INTERMEDIA 3K 96K –
SPDR SERIES TRUST PORTFOLIO SHORT TERM 2K 60K –
SPDR SERIES TRUST SPDR PRT S&P 500 ETF 15K 233K –
SPDR SER TR SPDR S&P 600 SMLCAP 2K 40K –
SCHWAB STRATEGIC T US DIVIDEND EQUTY ET 730 9K –
SELECT SECTOR SPDR AMEX FINANCIAL INDEX 28K 689K –
SOUTHERN CO COMMON 351 5K –
SYSCO CORP COMMON 166 2K –
VANECK ETF TR FALLEN ANGEL HIGH YL 886 31K –
VANGUARD SPECIALIZED DIV APPRECIATION 864 5K –
VANGUARD INDEX TR GROWTH 77K 207K –
VANGUARD INDEX TR VALUE 57K 354K –
WALMART INC COMMON 409 6K –
WASTE MANAGEMENT INC COMMON 409 2K –