SCG ASSET MANAGEMENT LLC
Adviser information for SCG ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $17.2M |
| Non-Discretionary | 7 | $123.5M |
| Total | 8 | $140.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 7 | $123.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $17.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-120215 |
|---|---|
| SEC ERA File Number | 801-120215 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311843 |
| Legal Entity Identifier | 2549OONS4N99MWDCPV78 |
Principal Office
2132 DEEP WATER LANESUITE 240A
NAPERVILLE
IL
United States
Monday - Friday, 9AM-5PM
Tel: 312-784-3952, Fax: None
Chief Compliance Officer
SUZANNE HAMMER
WILMINGTON WEST CHESTER PIKE
223
CHADDS FORD
PA
United States
Tel:
6104675020
S******@***********M
(Full email address available in API data)
Regulatory Contact
MICHELLE SIBLEY
CHIEF FINANCIAL OFFICER
2132 DEEP WATER LANE, 240A
NAPERVILLE
IL
United States
Tel:
3127843952
M******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAMMER, SUZANNE, MARIO | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| SIBLEY, MICHELLE | Individual | – | CHIEF FINANCIAL OFFICER | 11/2020 | < 5% |
| SACHS, GREGORY, HARRIS | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2020 | < 5% |
| SACHS CAPITAL GROUP, L.P. | Domestic Entity | – | OWNER | 11/2020 | 50-75% |
| REDLEAF MANAGEMENT COMPANY LLC | Domestic Entity | SACHS CAPITAL GROUP, L.P. | 99% LIMITED PARTNER OF SACHS CAPITAL GROUP LP | 09/2008 | > 75% |
| REDLEAF HOLDINGS LLC | Domestic Entity | SACHS CAPITAL GROUP, L.P. | 1% GENERAL PARTNER OF SACHS CAPITAL GROUP LP | 09/2008 | |
| GREGORY H. SACHS REVOCABLE TRUST UDT DTD. 4/24/1998 | Domestic Entity | REDLEAF MANAGEMENT COMPANY LLC | 99% OWNER OF REDLEAF MANAGEMENT COMPANY LLC | 03/2005 | > 75% |
| SACHS, GREGORY, HARRIS | Individual | GREGORY H. SACHS REVOCABLE TRUST UDT DTD. 4/24/1998 | TRUSTEE OF THE GREGORY H. SACHS REVOCABLE TRUST UDT DTD. 4/24/1998 | 11/2020 | |
| MERRILL, IAN, G | Individual | – | PRESIDENT | 01/2023 | 10-25% |
| SPENCER SACHS DESCENDANTS TRUST | Domestic Entity | – | OWNER | 01/2023 | 5-10% |
| OPDYKE, JOHN D | Individual | – | CHIEF ANALYTICS OFFICER | 01/2022 | < 5% |
| REDLEAF HOLDINGS LLC | Domestic Entity | REDLEAF MANAGEMENT COMPANY LLC | 1% OWNER OF REDLEAF MANAGEMENT COMPANY LLC | 09/2008 | |
| GREGORY H. SACHS REVOCABLE TRUST UDT DTD 4/24/1998 | Domestic Entity | REDLEAF HOLDINGS LLC | 100% OWNER OF REDLEAF HOLDINGS LLC | 03/2005 | > 75% |
| SIBLEY, MICHELLE | Individual | SPENCER SACHS DESCENDANTS TRUST | TRUSTEE OF THE SPENCER SACHS DESDENDANTS TRUST | 03/2020 | |
| MURPHY, KEVIN, MICHAEL | Individual | – | HEAD OF TRADING, PRODUCT AND RISK MANAGEMENT | 06/2023 | 5-10% |
| DILATUSH, TODD, CARLETON | Individual | – | HEAD OF DISTRIBUTION, MANAGING DIRECTOR | 02/2023 | < 5% |