CAPITOL FAMILY OFFICE, INC.
Adviser information for CAPITOL FAMILY OFFICE, INC. last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 540 | $129.4M |
| Non-Discretionary | 18 | $4.7M |
| Total | 558 | $134.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 109 | $54.3M |
| HNW Individuals | 41 | $79.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
1500 NW BETHANY BLVD.SUITE 200
BEAVERTON
OR
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (503) 897-0236, Fax: N/A
Websites
Chief Compliance Officer
ERICA NORTMAN
MANAGING PARTNER & CHIEF COMPLIANCE OFFICER
1500 NW BETHANY BLVD.
SUITE 200
BEAVERTON
OR
United States
Tel:
(503) 897-0236
Fax:
N/A
E***********@*************M
(Full email address available in API data)
Regulatory Contact
MARK NORTMAN
PRESIDENT
1500 NW BETHANY BLVD.
SUITE 200
BEAVERTON
OR
United States
Tel:
(503) 897-0236
Fax:
N/A
M**********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORTMAN, MARK, DAVID | Individual | – | PRESIDENT | 08/2011 | 50-75% |
| NORTMAN, ERICA, GAIL | Individual | – | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | 08/2011 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADOBE INC | COM | 2M | 3K | – |
| AMGEN INC | COM | 362K | 1K | – |
| APPLE INC | COM | 3M | 13K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 8K | – |
| DELL TECHNOLOGIES INC | CL C | 318K | 2K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| INTEL CORP | COM | 549K | 18K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 4M | 23K | – |
| ISHARES TR | RUSSELL 2000 ETF | 9M | 45K | – |
| LULULEMON ATHLETICA INC | COM | 1M | 4K | – |
| MICROSOFT CORP | COM | 4M | 9K | – |
| NIKE INC | CL B | 5M | 61K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 316K | 1K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 3M | 20K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 37M | 138K | – |