ALEXANDER BEARD (USA), INC.
Adviser information for ALEXANDER BEARD (USA), INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 82 | $43.6M |
| Non-Discretionary | 0 | $0 |
| Total | 82 | $43.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 58 | $17.9M |
| HNW Individuals | 16 | $22.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $3.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesGENERAL CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120225 |
|---|---|
| SEC ERA File Number | 801-120225 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134642 |
| Legal Entity Identifier | None |
Principal Office
14/16 ROSSMORE BUSINESS VILLAGEINWARD WAY
ELLESMERE PORT, CHESHIRE
United Kingdom
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 650-684-0450, Fax: 0
Websites
Chief Compliance Officer
PAUL BEARD
PRESIDENT/CCO
14/16 ROSSMORE BUSINESS VILLAGE
INWARD WAY
ELLESMERE PORT, CHESHIRE
United Kingdom
Tel:
650-260-7440
Fax:
650 -350-4230
P**@******T
(Full email address available in API data)
Regulatory Contact
MELISSA EUGENIO
OPERATIONS
1670 SOUTH AMPHLETT BLVD
SUITE 214-49
SAN MATEO
CA
United States
Tel:
(650) 684-0450
Fax:
650-350-4230
M**************@**********T
(Full email address available in API data)
Industry Affiliates
| ALEXANDER BEARD (AUSTRALIA) PTY LTD | Other investment adviser, including financial planners |
| ALEXANDER BEARD (FRANCE) SAS | Other investment adviser, including financial planners |
| ALEXANDER BEARD (SOUTH AFRICA) PTY LIMITED | Other investment adviser, including financial planners |
| ALEXANDER BEARD GLOBAL SERVICES LIMITED | Other investment adviser, including financial planners |
| ALEXANDER BEARD INTERNATIONAL BENEFITS B.V. | Other investment adviser, including financial planners |
| ALEXANDER BEARD INVESTMENT MANAGEMENT LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALEXANDER BEARD GROUP OF COMPANIES LTD | Foreign Entity | – | MEMBER | 02/2005 | > 75% |
| BEARD, PAUL, DOUGLAS | Individual | ALEXANDER BEARD GROUP OF COMPANIES LTD | PRESIDENT/CHIEF COMPLIANCE OFFICER | 02/2004 | 50-75% |
| BEARD, PAUL, DOUGLAS | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2021 | > 75% |