ASYMMETRIC ETFS
ASYMMETRIC ETFS, LLC Legal Name
Adviser information for ASYMMETRIC ETFS last updated from Form ADV on June 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $28.7M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $28.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $28.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-120226 |
|---|---|
| SEC ERA File Number | 801-120226 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312297 |
| Legal Entity Identifier | None |
Principal Office
1516 PARK AVEUNESUITE 7B
NEW YORK
NY
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 212-755-1970, Fax: None
Chief Compliance Officer
DOUGLAS TYRE
140 E. 45TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
484-588-2113
D********@************M
(Full email address available in API data)
Regulatory Contact
DARREN SCHURINGA
CHIEF EXECUTIVE OFFICER
1516 PARK AVEUNE
SUITE 7B
NEW YORK
NY
United States
Tel:
212-755-1970
D*********@*************M
(Full email address available in API data)
Industry Affiliates
| YORKVILLE CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ASYMMETRIC HOLDINGS, INC. | Domestic Entity | – | SOLE MEMBER | 07/2020 | > 75% |
| SCHURINGA, DARREN, R. | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2020 | < 5% |
| TYRE, DOUGLAS, NELSON | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |
| SCHURINGA, DARREN, R. | Individual | ASYMMETRIC HOLDINGS, INC. | PRESIDENT & CHIEF EXECUTIVE OFFICER | 07/2020 | > 75% |