CNL STRATEGIC ASSET MANAGEMENT, LLC
Adviser information for CNL STRATEGIC ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $4.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $4.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $4.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | NONE AT THIS TIME |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-120227 |
|---|---|
| SEC ERA File Number | 801-120227 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312215 |
| Legal Entity Identifier | None |
Principal Office
450 SOUTH ORANGE AVENUESUITE 1400
ORLANDO
FL
United States
Monday - Friday, 9:00AM -5:00 PM
Tel: 407-650-1000, Fax: 407-641-8394
Chief Compliance Officer
BRADLEY YOCHUM
450 SOUTH ORANGE AVENUE
SUITE 1400
ORLANDO
FL
United States
Tel:
4075402541
B*************@******M
(Full email address available in API data)
Industry Affiliates
| CNL EDUCATIONAL INSTITUTE, LLC | Other investment adviser, including financial planners |
| CNL FINANCIAL GROUP, INC. | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| CNL FINANCIAL GROUP, LLC | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| CNL FUND ADVISORS COMPANY | Other investment adviser, including financial planners |
| CNL FUND ADVISORS II, LLC | Other investment adviser, including financial planners |
| CNL GROWTH PROPERTIES III MEMBER, LLC | Sponsor or syndicator of limited partnerships |
| CNL HEALTHCARE CORP. | Other investment adviser, including financial planners |
| CNL SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CNL STRATEGIC CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOCHUM, BRADLEY, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |
| TIPTON, TAMMY, JO | Individual | – | CHIEF FINANCIAL OFFICER | 12/2020 | < 5% |
| CFG XVII, INC. | Domestic Entity | – | MANAGER | 12/2020 | > 75% |
| CNL FINANCIAL GROUP, LLC | Domestic Entity | CFG XVII, INC. | WHOLE OWNER | 09/2020 | > 75% |
| CNL HOLDINGS, LLC | Domestic Entity | CNL FINANCIAL GROUP, LLC | WHOLE OWNER | 11/2008 | > 75% |
| SENEFF, JAMES, MONROE | Individual | CNL HOLDINGS, LLC | WHOLE OWNER | 11/2008 | > 75% |
| HYLTIN, ANDREW, ASHTON | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2021 | < 5% |