PRIVATE EQUITY (THAILAND) CO., LTD.
Adviser information for PRIVATE EQUITY (THAILAND) CO., LTD. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Thailand |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 3 | $278.1M |
| Total | 3 | $278.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $278.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120235 |
|---|---|
| SEC ERA File Number | 801-120235 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297686 |
| Legal Entity Identifier | None |
Principal Office
10/F CRC TOWER (ALL SEASONS PLACE)87/2 WIRELESS ROAD
BANGKOK
Thailand
Monday - Friday, 9:00AM-5:00PM
Tel: 662-685-3599, Fax: None
Chief Compliance Officer
AONGORN SOMPRASONG
MANAGING DIRECTOR/ CHIEF FINANCIAL OFFICER
10/F CRC TOWER (ALL SEASONS PLACE)
87/2 WIRELESS ROAD
BANGKOK
Thailand
Tel:
662-685-3599
A******@**************M
(Full email address available in API data)
Industry Affiliates
| LOMBARD ASIA MANAGEMENT LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KHAOROPTHAM, SURASAK | Individual | – | DIRECTOR | 02/2014 | 10-25% |
| VIDET, POTE, PUNYAGUPTA | Individual | – | DIRECTOR | 02/2002 | < 5% |
| Somprasong, Aongorn | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | 10-25% |
| LOMBARD ASIA MANAGEMENT LTD | Foreign Entity | – | SHAREHOLDER OF PRIVATE EQUITY (THAILAND) CO., LTD | 05/2021 | 25-50% |
| KHAOROPTHAM, SURASAK | Individual | LOMBARD ASIA MANAGEMENT LTD | DIRECTOR | 07/2020 | 25-50% |
| Somprasong, Aongorn | Individual | LOMBARD ASIA MANAGEMENT LTD | CHIEF COMPLIANCE OFFICER | 11/2020 | |
| Wangchucherdkul, Ekaluck | Individual | – | DIRECTOR | 05/2021 | 10-25% |
| Wangchucherdkul, Ekaluck | Individual | LOMBARD ASIA MANAGEMENT LTD | DIRECTOR | 11/2020 | |
| NGUYEN, MAI | Individual | LOMBARD ASIA MANAGEMENT LTD | DIRECTOR | 11/2020 |