FINANCIAL INDEPENDENCE, LLC
Adviser information for FINANCIAL INDEPENDENCE, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Rhode Island, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 780 | $210.2M |
| Total | 780 | $210.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 189 | $64.2M |
| HNW Individuals | 67 | $144.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120254 |
|---|---|
| SEC ERA File Number | 801-120254 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150515 |
| Legal Entity Identifier | None |
Principal Office
931 JEFFERSON BLVD.SUITE 2005
WARWICK
RI
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 401-681-4825, Fax: 401-681-4837
Chief Compliance Officer
RICK W. CAMPBELL
PRESIDENT
931 JEFFERSON BOULEVARD
SUITE 2005
WARWICK
RI
United States
Tel:
(401) 681-4825
Fax:
(401) 681-4837
R***@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAMPBELL, RICK, WALTER | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 04/2009 | > 75% |