Hedge Fund Database

MARIPAU WEALTH MANAGEMENT LLC

Adviser information for MARIPAU WEALTH MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 17
Licensed Agents of an Insurance Company 16
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,972 $230.6M
Non-Discretionary 14 $4.4M
Total 1,986 $235.0M

Clients

Type Number RAUM
Individuals 1,292 $187.0M
HNW Individuals 30 $48.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-120262
SEC ERA File Number 801-120262
SEC CIK Numbers 1890698
SEC CRD Numbers 311934
Legal Entity Identifier None

Principal Office

4509 MAPLECREST ROAD
FORT WAYNE
IN
United States
Monday - Friday, 9:00 AM - 4:30 PM MONDAY TO THURSDAY, 9:00 AM - 12:30 PM FRIDAY
Tel: 260-493-3930, Fax: 260-493-7808

Websites

www.facebook.com/collierfinancial/ www.collierfinancial.com twitter.com/cfhere4you www.linkedin.com/company/collierfinancial

Chief Compliance Officer

KASEY COOK
4509 MAPLECREST ROAD
FORT WAYNE
IN
United States
Tel: 260-493-3930
Fax: 260-493-7808
(Full email address available in API data)

Regulatory Contact

MATTHEW MILLMAN
COMPLIANCE COUNSEL (EXTERNAL)
5285 MEADOWS ROAD
SUITE 199
LAKE OSWEGO
OR
United States
Tel: 5036355244
(Full email address available in API data)

Industry Affiliates

COLLIER FINANCIAL Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
COLLIER, CALEB, K Individual – VICE PRESIDENT; MEMBER 08/2015 25-50%
COLLIER, BENJAMIN, SCOTT Individual – PRESIDENT; MEMBER 08/2015 25-50%
COLLIER, JONAH, MILES Individual – VICE PRESIDENT; MEMBER 08/2015 25-50%
Cook, Kasey Individual – CHIEF COMPLIANCE OFFICER 12/2020 < 5%
Watson, Robert, Lee Individual – CHIEF OPERATING OFFICER 12/2020 < 5%

No. Employees, Historic

301502021202220232024202515 on 1/4/202115 on 4/28/20218 on 5/26/20218 on 6/2/20218 on 6/29/202110 on 6/29/202110 on 7/7/202110 on 9/16/202110 on 1/20/202210 on 1/25/202213 on 3/15/202213 on 3/25/202213 on 6/15/202213 on 8/5/202213 on 9/20/202213 on 10/25/202213 on 11/15/202217 on 3/21/202317 on 4/11/202317 on 10/31/202317 on 12/19/202322 on 3/5/202422 on 3/26/2024

RAUM, Historic

300M150M0202120222023202420250 on 1/4/20210 on 4/28/2021106000000 on 5/26/2021106000000 on 6/2/2021106000000 on 6/29/2021106000000 on 6/29/2021106000000 on 7/7/2021106000000 on 9/16/2021106000000 on 1/20/2022106000000 on 1/25/2022142778983 on 3/15/2022142778983 on 3/25/2022142778983 on 6/15/2022142778983 on 8/5/2022142778983 on 9/20/2022142778983 on 10/25/2022142778983 on 11/15/2022181514406 on 3/21/2023181514406 on 4/11/2023181514406 on 10/31/2023181514406 on 12/19/2023235008470 on 3/5/2024235008470 on 3/26/2024

No. Clients, Historic

2,0001,0000202120222023202420250 on 1/4/20210 on 4/28/2021375 on 5/26/2021375 on 6/2/2021375 on 6/29/2021375 on 6/29/2021375 on 7/7/2021375 on 9/16/2021375 on 1/20/2022375 on 1/25/2022601 on 3/15/2022601 on 3/25/2022601 on 6/15/2022601 on 8/5/2022601 on 9/20/2022601 on 10/25/2022601 on 11/15/2022710 on 3/21/2023710 on 4/11/2023710 on 10/31/2023710 on 12/19/20231322 on 3/5/20241322 on 3/26/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Accenture PLC Common Stock 278K 917 0
Adobe Systems Common Stock 275K 495 0
Advanced Memory Common Stock 0 2M 0
Alphabet Inc Cap STK Common Stock 852K 5K 0
Alphabet Inc Cap STK Common Stock 870K 5K 0
Amazon.Com Inc Common Stock 1M 6K 0
Aon PLC SHS CL A Common Stock 220K 749 0
Apple Inc Common Stock 2M 11K 0
Aptus Collard Investment Opportunity ETF 2M 42K 0
Aptus Defined Risk ETF ETF 1M 51K 0
Aptus Drawdown Managed Equity ETF ETF 414K 9K 0
Aptus Enhanced Yield ETF 2M 84K 0
Aptus International Enhanced Yield ETF 291K 14K 0
Basis Inc Common Stock 0 650K 0
Berkshire Hathaway Common Stock 1M 3K 0
BlackRock ETF Trust (ii Flexible Income) ETF 634K 12K 0
BlackRock ETF Trust (us EQT Factor) ETF 3M 63K 0
BNY Mellon ETF Trust (core Bond Etf) ETF 712K 17K 0
Broadcom Inc Com Common Stock 586K 365 0
Broadridge Finl Solu Common Stock 203K 1K 0
Coca-Cola Common Stock 328K 5K 0
Columbia ETF TR I US (equity Income) ETF 322K 7K 0
Crest Oil And Gas Common Stock 0 259K 0
DBX ETF TR Xtrack (msci Eafe) ETF 270K 11K 0
Diamondback Energy Common Stock 220K 1K 0
Doubleline ETF Trust (mortgage ETF Usd) ETF 393K 8K 0
Energy Dynamics Intl Common Stock 0 10K 0
Espley Inc Common Stock 0 150K 0
ETF Exchange List Be (escrow) ETF 0 19K 0
ETF Series Solutions (aptus Large Cap Enhanced Yield Etf) ETF 310K 10K 0
ETF Series Solutions (opus Small Cap Value Etf) ETF 364K 11K 0
Evergreen Minerals Common Stock 0 21K 0
Exchange Listed (funds Trust Cabana Target Leading Sctor Moderate Etf) ETF 309K 15K 0
Exchange Listed FDS (TR Cabana Target 10) ETF 766K 32K 0
Exxe Group Inc Com Common Stock 100 100K 0
ExxonMobil Common Stock 385K 3K 0
Fidelity Enhanced (large Cap Core Etf) ETF 397K 13K 0
First TR (exchange-Traded FD III First TR Long/Short Equity) ETF 341K 5K 0
First TR Exchange (trad FD VII Alt Abslt STRG) ETF 274K 10K 0
First TR Exchange (traded FD IV First TR Enhanced Short Short Maturity Etf) ETF 299K 5K 0
First Trust Managed (futures Strategy Fund) ETF 285K 6K 0
First Trust TCW Opp (fixed In) ETF 827K 19K 0
Fonar Corporation Common Stock 0 41K 0
Ford MTR Co Del Com Common Stock 562K 45K 0
General Dynamics Common Stock 250K 862 0
Gevo Inc Com Par Common Stock 9K 15K 0
Golden Age Minerals Common Stock 0 300K 0
Goldman Sachs ETF TR (acces Treasury) ETF 611K 6K 0
Good Gaming Inc Com Common Stock 2K 185K 0
Horn Silver Mines Common Stock 0 12K 0
Imutech Inc Com New Common Stock 0 13K 0
Invesco DB (multi-Sector Commod Agriculture FD) ETF 533K 22K 0
Invesco DB (multi-Sector Commod Base Metals FD) ETF 638K 32K 0
Invesco Exch Traded (FD TR II GBL SRT TRM HY) ETF 201K 10K 0
Invesco Exch Traded (FD TR II Nasdaq 100 Etf) ETF 309K 2K 0
Invesco Exchange (traded FD TR S&P MDCP Quality) ETF 399K 4K 0
Invesco Exchange (traded FD TR S&P500 Eql WGT) ETF 741K 5K 0
Invesco QQQ TR Unit (ser 1) ETF 1M 2K 0
iShares 0-5 Year (tips Bond Etf) ETF 290K 3K 0
iShares Bitcoin TR (SHS) ETF 1M 39K 0
iShares Core S&P (mid-Cap Etf) ETF 431K 7K 0
iShares Core S&P 500 (etf) ETF 8M 15K 0
iShares Core US (aggregate Bond Etf) ETF 713K 7K 0
iShares Gold TR (ishares New Isin #us4642852044 Sedol #BKP74N6) ETF 263K 6K 0
iShares Gold TR (shares Represent) ETF 2M 70K 0
iShares Inc Core (msci Emerging MKTS Etf) ETF 2M 34K 0
iShares MSCI Emr MRK (ex Chna) ETF 937K 16K 0
iShares Russell 2000 (etf) ETF 356K 2K 0
iShares S&P 500 (growth Etf) ETF 4M 40K 0
iShares S&P 500 (value Etf) ETF 2M 9K 0
iShares TIPS Bond (etf) ETF 244K 2K 0
iShares TR (investment Grade) ETF 255K 6K 0
iShares TR 20 YR TR (BD Etf) ETF 3M 31K 0
iShares TR 7-10 YR (TRSY BD) ETF 259K 3K 0
iShares TR Core (total Usd) ETF 5M 116K 0
iShares TR Core MSCI (total) ETF 838K 12K 0
iShares TR EAFE (GRWTH Etf) ETF 3M 30K 0
iShares TR EAFE (value Etf) ETF 2M 31K 0
iShares TR Esg Aware (msci USA Etf) ETF 683K 6K 0
iShares TR JP Mor Em (MK Etf) ETF 440K 5K 0
iShares TR MBS ETF ETF 2M 27K 0
iShares TR MSCI USA (min Vol) ETF 620K 7K 0
iShares TR MSCI USA (QLT FCT) ETF 5M 27K 0
iShares TR Rus TP200 (GR Etf) ETF 647K 3K 0
iShares TR Rus TP200 (VL Etf) ETF 397K 5K 0
iShares TR Short (treas BD) ETF 549K 5K 0
iShares TR US (infrastruc) ETF 362K 9K 0
iShares TR US Treas (BD Etf) ETF 738K 33K 0
iShares TR Usd Inv (grde Etf) ETF 261K 5K 0
iShares Trust (currency Hedged MSCI EAFE Etf) ETF 507K 14K 0
iShares Trust Aaa - (a Rated Corp BD Etf) ETF 288K 6K 0
iShares Trust Core (msci EAFE Etf) ETF 633K 9K 0
iShares Trust DJ US (technology) ETF 2M 11K 0
Johnson & Johnson Common Stock 301K 2K 0
Jones Soda Co Common Stock 5K 10K 0
JPMorgan Chase Common Stock 492K 2K 0
Lockheed Martin Corp Common Stock 260K 556 0
Lowes Companies Inc Common Stock 219K 992 0
Merck &co. Inc Com Common Stock 253K 2K 0
Meta Platforms Inc Common Stock 753K 1K 0
Micron Technology Common Stock 232K 2K 0
Microsoft Common Stock 2M 4K 0
Northwest Common Stock 17K 39K 0
Nupetro Oil And Gas Common Stock 0 180K 0
Nvidia Corporation Common Stock 2M 18K 0
Ozop Energy Common Stock 11 12K 0
Pacer FDS TR Swan (sos FD Of) ETF 17M 598K 0
Pacer FDS TR US Cash (cows 100) ETF 256K 5K 0
Parker-Hannifin Corp Common Stock 285K 564 0
Pepsico Inc Common Stock 269K 2K 0
PIMCO ETF TR Active (BD Etf) ETF 290K 3K 0
PIMCO ETF Trust (enhanced Short Maturity Active ETF Usd) ETF 201K 2K 0
Potnetwork HLDGS Inc Common Stock 0 40K 0
Procter & Gamble Common Stock 242K 1K 0
Qualcomm Inc Common Stock 218K 1K 0
Real Goods Solar Inc Common Stock 0 11K 0
Roper Technologies Common Stock 205K 363 0
Schwab Strategic TR (us Aggregate BD Etf) ETF 2M 39K 0
Schwab US Dividend (equity Etf) ETF 462K 6K 0
Sirius XM Holdings Common Stock 36K 13K 0
Southern Co Common Stock 238K 3K 0
SPDR Bloomberg 1-3 (month T-Bill Etf) ETF 360K 4K 0
SPDR Gold TR Gold (SHS) ETF 924K 4K 0
SPDR Index SHS FDS (msci EAFE STRTGC) ETF 302K 4K 0
SPDR Portfolio (developed World Ex-US Etf) ETF 285K 8K 0
SPDR Portfolio S&P (500 Etf) ETF 9M 134K 0
SPDR S&P500 ETF (trust Trust Unit Depositary Receipt) ETF 2M 4K 0
Ssga Active TR SPDR (ssga FXD) ETF 314K 12K 0
Ssga Active TR SPDR (ssga US SCT) ETF 260K 5K 0
Steel Dynamics Inc Common Stock 344K 3K 0
Sunergy Inc Com Common Stock 0 25K 0
Tesla Motors Common Stock 316K 2K 0
Two RDS Shared TR (affinity World) ETF 527K 17K 0
Two RDS Shared TR (regents PK HDGD) ETF 162K 16K 0
United Software Common Stock 0 200K 0
UnitedHealth Group Common Stock 315K 619 0
Vaneck ETF Trust (semiconductr Etf) ETF 324K 1K 0
Vanguard (intermediate Term Corporate Bond Etf) ETF 446K 6K 0
Vanguard BD Index (FDS Intermed Term) ETF 640K 9K 0
Vanguard BD Index (FDS Long Term Bond) ETF 587K 8K 0
Vanguard BD Index (FDS Short TRM Bond) ETF 1M 16K 0
Vanguard Charlotte (FDS Total Intl BD Etf) ETF 1M 27K 0
Vanguard Index FDS (vanguard Growth ETF Formerly Vanguard Index TR) ETF 3M 7K 0
Vanguard Index FDS (vanguard Total STK MKT Etf) ETF 429K 2K 0
Vanguard Index FDS (vanguard Value ETF Formerly Vanguard) ETF 2M 13K 0
Vanguard Index Funds (S&P 500 ETF Usd) ETF 2M 3K 0
Vanguard Intl Equity (index FDS FTSE Emr MKT Etf) ETF 2M 36K 0
Vanguard Mun BD FDS (tax Exempt BD) Fund 207K 4K 0
Vanguard Real (estate Etf) ETF 384K 5K 0
Vanguard Scottsdale (FDS Vanguard Short-Term Corporate BD Index FD ETF SHS) ETF 722K 9K 0
Vanguard Scottsdale (FDS Long Term Treas) ETF 227K 4K 0
Vanguard Scottsdale (FDS MTG-BKD Secs Etf) ETF 886K 20K 0
Vanguard Short Term (treasury Etf) ETF 646K 11K 0
Vanguard Small-Cap (index Fund) ETF 1M 6K 0
Vanguard Specialized (funds DIV App Etf) ETF 257K 1K 0
Vanguard Tax-Managed (intl FD FTSE Dev MKT Etf) ETF 4M 85K 0
Vanguard Whitehall (FDS High DIV YLD) ETF 272K 2K 0
Vanguard World FDS (vanguard Information Technology Etf) ETF 420K 727 0
Visa Inc Common Stock 343K 1K 0
Wal-Mart Common Stock 749K 11K 0
Western Gold & Silve Common Stock 0 150K 0
Wisdomtree TR (us Quality Divid Growth FD) ETF 211K 3K 0
Wisdomtree TR US (total Dividnd) ETF 211K 3K 0
Wisdomtree TR Yield (enhancd Us) ETF 297K 7K 0
Zomedica Corp Com Common Stock 4K 25K 0