Hedge Fund Database

SAXON FINANCIAL GROUP

SAXON INTERESTS, INC. Legal Name

Adviser information for SAXON FINANCIAL GROUP last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,904 $461.7M
Non-Discretionary 304 $73.3M
Total 2,208 $535.0M

Clients

Type Number RAUM
Individuals 376 $104.2M
HNW Individuals 151 $428.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $2.5M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-120283
SEC ERA File Number 801-120283
SEC CIK Numbers 1905867
SEC CRD Numbers 311687
Legal Entity Identifier None

Principal Office

1177 WEST LOOP S
SUITE 1825
HOUSTON
TX
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 713-425-5340, Fax: 713-425-5341

Websites

www.saxonfinancialgroup.com www.lovefinancialgroup.com/ www.linkedin.com/company/10644737 www.facebook.com/saxonfinancialgroup www.linkedin.com/company/love-financial-group/

Chief Compliance Officer

JACLYN B. GILBERT
FINANCIAL ADVISOR
1177 WEST LOOP S
SUITE 1825
HOUSTON
TX
United States
Tel: 713-425-5340
(Full email address available in API data)

Regulatory Contact

RICHARD A. SAXON
PRESIDENT
1177 WEST LOOP S
SUITE 1825
HOUSTON
TX
United States
Tel: 713-425-5340
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GILBERT, JACLYN, BEASLEY Individual – CHIEF COMPLIANCE OFFICER 01/2021 < 5%
SAXON, RICHARD, ALLAN Individual – PRESIDENT 01/2021 > 75%

No. Employees, Historic

201002021202220232024202511 on 1/7/202113 on 2/18/202114 on 6/3/202114 on 10/25/202118 on 3/7/202218 on 9/29/202216 on 1/30/202316 on 8/10/202316 on 11/28/202316 on 2/9/2024

RAUM, Historic

600M300M0202120222023202420250 on 1/7/20210 on 2/18/2021350003433 on 6/3/2021350003433 on 10/25/2021448833746 on 3/7/2022448833746 on 9/29/2022446390319 on 1/30/2023446390319 on 8/10/2023446390319 on 11/28/2023535001107 on 2/9/2024

No. Clients, Historic

6003000202120222023202420250 on 1/7/20210 on 2/18/2021349 on 6/3/2021349 on 10/25/2021466 on 3/7/2022466 on 9/29/2022471 on 1/30/2023471 on 8/10/2023471 on 11/28/2023532 on 2/9/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 224K 2K –
ABBVIE INC COM 592K 3K –
ADEIA INC COM 162K 14K –
AIR PRODS & CHEMS INC COM 942K 4K –
ALIGHT INC COM CL A 146K 20K –
ALPHABET INC CAP STK CL A 364K 2K –
ALPHABET INC CAP STK CL C 425K 2K –
ALPS ETF TR ALERIAN MLP 1M 25K –
AMAZON COM INC COM 5M 24K –
AMERICAN EXPRESS CO COM 1M 5K –
AMGEN INC COM 604K 2K –
ANAVEX LIFE SCIENCES CORP COM NEW 113K 27K –
APPLE INC COM 9M 42K –
ARK ETF TR AUTNMUS TECHNLGY 279K 5K –
ARK ETF TR INNOVATION ETF 268K 6K –
BANK AMERICA CORP COM 287K 7K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 207K 508 –
BEST BUY INC COM 783K 9K –
BLACKROCK ENHANCED EQUITY DI COM 584K 72K –
BLACKSTONE INC COM 235K 2K –
BOEING CO COM 255K 1K –
BP PLC SPONSORED ADR 490K 14K –
BROADCOM INC COM 2M 2K –
CATERPILLAR INC COM 1M 3K –
CHEVRON CORP NEW COM 3M 18K –
CHUBB LIMITED COM 1M 5K –
CISCO SYS INC COM 1M 24K –
CME GROUP INC COM 1M 5K –
COMCAST CORP NEW CL A 520K 13K –
COSTCO WHSL CORP NEW COM 471K 554 –
COTERRA ENERGY INC COM 241K 9K –
DARDEN RESTAURANTS INC COM 634K 4K –
DEERE & CO COM 477K 1K –
DEVON ENERGY CORP NEW COM 977K 21K –
DISNEY WALT CO COM 307K 3K –
DNP SELECT INCOME FD INC COM 82K 10K –
EATON CORP PLC SHS 2M 5K –
EATON VANCE TAX-MANAGED GLOB COM 620K 73K –
EATON VANCE TAX-MANAGED GLOB COM 562K 68K –
ELI LILLY & CO COM 307K 339 –
ENERGY TRANSFER L P COM UT LTD PTN 456K 28K –
ENTERPRISE PRODS PARTNERS L COM 457K 16K –
EXXON MOBIL CORP COM 3M 30K –
FERROGLOBE PLC SHS 186K 35K –
FIBROBIOLOGICS INC COM SHS 106K 21K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 235K 5K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 869K 10K –
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 214K 7K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 2M 50K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 527K 10K –
FIRST TRUST LRGCP GWT ALPHAD COM SHS 399K 3K –
FORD MTR CO DEL COM 273K 22K –
FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF 268K 9K –
FREEPORT-MCMORAN INC CL B 260K 5K –
GE AEROSPACE COM NEW 213K 1K –
GEO GROUP INC NEW COM 223K 16K –
GOLDMAN SACHS GROUP INC COM 1M 2K –
HALLIBURTON CO COM 844K 25K –
HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 820K 24K –
HELIX ENERGY SOLUTIONS GRP I COM 211K 18K –
HOME DEPOT INC COM 2M 5K –
HONEYWELL INTL INC COM 269K 1K –
HUDSON TECHNOLOGIES INC COM 130K 15K –
INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 769K 32K –
INSMED INC COM PAR $.01 441K 7K –
INTERNATIONAL BUSINESS MACHS COM 571K 3K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 19M 504K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 1M 23K –
INVESCO QQQ TR UNIT SER 1 2M 5K –
ISHARES GOLD TR ISHARES NEW 212K 5K –
ISHARES INC MSCI JPN ETF NEW 5M 73K –
ISHARES INC CORE MSCI EMKT 210K 4K –
ISHARES TR MORNINGSTAR VALU 861K 11K –
ISHARES TR MSCI INTL VLU FT 1M 47K –
ISHARES TR MSCI EMG MKT ETF 394K 9K –
ISHARES TR MSCI ACWI EX US 404K 8K –
ISHARES TR RUS 2000 VAL ETF 209K 1K –
ISHARES TR RUS 1000 GRW ETF 7M 19K –
ISHARES TR BROAD USD HIGH 1M 35K –
ISHARES TR CORE S&P SCP ETF 1M 11K –
ISHARES TR RUS MDCP VAL ETF 941K 8K –
ISHARES TR RUSSELL 2000 ETF 3M 13K –
ISHARES TR US AER DEF ETF 210K 2K –
ISHARES TR RUS MD CP GR ETF 2M 15K –
ISHARES TR MSCI USA MIN VOL 2M 24K –
ISHARES TR US TRSPRTION 507K 8K –
ISHARES TR CORE MSCI EAFE 1M 16K –
ISHARES TR RUS MID CAP ETF 2M 19K –
ISHARES TR S&P SML 600 GWT 376K 3K –
ISHARES TR U.S. TECH ETF 742K 5K –
ISHARES TR S&P 500 GRWT ETF 321K 3K –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR INTL SEL DIV ETF 337K 12K –
ISHARES TR CORE US AGGBD ET 3M 29K –
ISHARES TR 20 YR TR BD ETF 562K 6K –
ISHARES TR EXPND TEC SC ETF 502K 5K –
ISHARES TR S&P MC 400GR ETF 393K 4K –
ISHARES TR S&P MC 400VL ETF 596K 5K –
ISHARES TR RUSSELL 3000 ETF 2M 8K –
ISHARES TR CORE S&P MCP ETF 2M 29K –
ISHARES TR MSCI EAFE ETF 1M 14K –
ISHARES TR RUS 1000 ETF 307K 1K –
ISHARES TR RUS 1000 VAL ETF 2M 13K –
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 554K 12K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 448K 9K –
J P MORGAN EXCHANGE TRADED F INTERNL GWT 904K 14K –
JANUS DETROIT STR TR HENDERSON MTG 352K 8K –
JANUS INTERNATIONAL GROUP IN COMMON STOCK 158K 13K –
JOHNSON & JOHNSON COM 869K 6K –
JOHNSON CTLS INTL PLC SHS 551K 8K –
JPMORGAN CHASE & CO. COM 2M 10K –
KINDER MORGAN INC DEL COM 427K 22K –
LAM RESEARCH CORP COM 359K 337 –
LOCKHEED MARTIN CORP COM 342K 732 –
MARATHON PETE CORP COM 2M 9K –
MCDONALDS CORP COM 854K 3K –
MEDICAL PPTYS TRUST INC COM 61K 14K –
MEDTRONIC PLC SHS 802K 10K –
MERCK & CO INC COM 2M 16K –
META PLATFORMS INC CL A 3M 6K –
MICROSOFT CORP COM 6M 14K –
MOTOROLA SOLUTIONS INC COM NEW 2M 4K –
NETFLIX INC COM 207K 307 –
NORDIC AMERICAN TANKERS LIMI COM 161K 40K –
NVIDIA CORPORATION COM 4M 34K –
OCCIDENTAL PETE CORP COM 310K 5K –
ONEOK INC NEW COM 431K 5K –
ORACLE CORP COM 307K 2K –
PERMIAN RESOURCES CORP CLASS A COM 210K 13K –
PFIZER INC COM 216K 8K –
PGIM ETF TR PGIM ULTRA SH BD 2M 50K –
PHILLIPS 66 COM 343K 2K –
PIMCO ETF TR INTER MUN BD ACT 943K 18K –
PROCTER AND GAMBLE CO COM 437K 3K –
PROSPERITY BANCSHARES INC COM 612K 10K –
QUALCOMM INC COM 454K 2K –
QUANTA SVCS INC COM 2M 6K –
RTX CORPORATION COM 260K 3K –
SCHWAB STRATEGIC TR US LCAP GR ETF 390K 4K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 430K 15K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 10K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 406K 3K –
SELECT SECTOR SPDR TR ENERGY 3M 29K –
SPDR DOW JONES INDL AVERAGE UT SER 1 418K 1K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 568K 1K –
SPDR SER TR NUVEEN BLOOMBERG 543K 21K –
SPDR SER TR S&P DIVID ETF 754K 6K –
SPDR SER TR SPDR S&P1500VL 697K 4K –
SPDR SER TR BLOOMBERG 1-3 MO 5M 60K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 277K 7K –
STERLING INFRASTRUCTURE INC COM 286K 2K –
SUNRUN INC COM 146K 12K –
TABOOLA.COM LTD ORD SHS 139K 40K –
TELLURIAN INC NEW COM 8K 12K –
TETRA TECHNOLOGIES INC DEL COM 139K 40K –
TEXAS INSTRS INC COM 293K 2K –
UNION PAC CORP COM 564K 2K –
UNITEDHEALTH GROUP INC COM 1M 2K –
VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 3M 31K –
VANGUARD INDEX FDS TOTAL STK MKT 7M 26K –
VANGUARD INDEX FDS EXTEND MKT ETF 308K 2K –
VANGUARD INDEX FDS MID CAP ETF 443K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 10K –
VANGUARD INDEX FDS SML CP GRW ETF 231K 923 –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 1M 24K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 10K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 629K 13K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 21K –
VANGUARD WORLD FD INDUSTRIAL ETF 802K 3K –
VANGUARD WORLD FD COMM SRVC ETF 816K 6K –
VERIZON COMMUNICATIONS INC COM 681K 17K –
VISA INC COM CL A 509K 2K –
WALMART INC COM 2M 23K –
WELLS FARGO CO NEW COM 273K 5K –
WILLIAMS SONOMA INC COM 360K 1K –
WILLIS TOWERS WATSON PLC LTD SHS 480K 2K –
WISDOMTREE TR US MIDCAP DIVID 689K 15K –