WEATHERVANE ASSET MANAGEMENT LLC
Adviser information for WEATHERVANE ASSET MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 70 | $332.4M |
| Non-Discretionary | 0 | $0 |
| Total | 70 | $332.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $2.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 59 | $329.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120286 |
|---|---|
| SEC ERA File Number | 801-120286 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312424 |
| Legal Entity Identifier | None |
Principal Office
1 EAST BROWARD BLVD.SUITE 700
FORT LAUDERDALE
FL
United States
Monday - Friday, 8:00 AM - 5:0 0PM
Tel: 516-305-9438, Fax: None
Chief Compliance Officer
KEVIN CHEN
CHIEF EXECUTIVE OFFICER
1 EAST BROWARD BLVD.
SUITE 700
FORT LAUDERDALE
FL
United States
Tel:
516-305-9438
I****************@****************M
(Full email address available in API data)
Regulatory Contact
PHILLIP MCKIE
1 EAST BROWARD BLVD.
SUITE 700
FORT LAUDERDALE
FL
United States
Tel:
516-305-9438
P*****@****************M
(Full email address available in API data)
Industry Affiliates
| JJC ASSET MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JJFT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| KAJJ MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PHX FINANCIAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ADVANCED INCOME FUND I, LLC | Private Equity Fund | $5.7M | $0.1M | 28 |
| ADVANCED TECHNOLOGY SELECT FUND X LLC | Private Equity Fund | $30.8M | $0.1M | 83 |
| ADVANCED TECHNOLOGY SELECT FUND XI LLC | Private Equity Fund | $15.4M | $0.1M | 93 |
| ADVANCED TECHNOLOGY SELECT FUND XII LLC | Private Equity Fund | $34.6M | $0.1M | 97 |
| ADVANCED TECHNOLOGY SELECT FUND XIV LLC | Private Equity Fund | $16.1M | $0.1M | 80 |
| ADVANCED TECHNOLOGY SELECT FUND XIX, LLC | Private Equity Fund | $32.8M | $0.1M | 219 |
| ADVANCED TECHNOLOGY SELECT FUND XV LLC | Private Equity Fund | $16.7M | $0.1M | 98 |
| ADVANCED TECHNOLOGY SELECT FUND XVI LLC | Private Equity Fund | $15.5M | $0.1M | 99 |
| ADVANCED TECHNOLOGY SELECT FUND XVII LLC | Private Equity Fund | $8.5M | $0.1M | 62 |
| ADVANCED TECHNOLOGY SELECT FUND XVIII LLC | Private Equity Fund | $30.3M | $0.1M | 266 |
| ADVANCED TECHNOLOGY SELECT FUND XX LLC | Private Equity Fund | $32.0M | $0.1M | 240 |
| ADVANCED TECHNOLOGY SELECT FUND XXI LLC | Private Equity Fund | $36.3M | $0.1M | 246 |
| ADVANCED TECHNOLOGY SELECT FUND XXII LLC | Private Equity Fund | $29.5M | $0.1M | 219 |
| ADVANCED TECHNOLOGY SELECT FUND XXIII LLC | Private Equity Fund | $25.4M | $0.1M | 185 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHEN, KEVIN | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 11/2020 | > 75% |