SOUTHERN RIDGES CAPITAL (USA) LLC
Adviser information for SOUTHERN RIDGES CAPITAL (USA) LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $1.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesREIMBURSEMENT OF EXPENSES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-120299 |
|---|---|
| SEC ERA File Number | 801-120299 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311358 |
| Legal Entity Identifier | 254900UQPZUVXFI5MP64 |
Principal Office
SUITE 23B767 FIFTH AVENUE
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: +1 332 910 5167, Fax: None
Chief Compliance Officer
NABAR AMOL NARENDRA
88 MARKET STREET
#48-02/03
SINGAPORE
Singapore
Tel:
+6569097037
A*********@************************M
(Full email address available in API data)
Regulatory Contact
DANIEL WEE
SENIOR COMPLIANCE OFFICER
88 MARKET STREET
#48-02/03
SINGAPORE
Singapore
Tel:
+6569097035
D*********@************************M
(Full email address available in API data)
Industry Affiliates
| SOUTHERN RIDGES CAPITAL PTE. LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOUTHERN RIDGES CAPITAL PTE. LTD. | Foreign Entity | – | SHAREHOLDER | 09/2020 | > 75% |
| KHURANA, MOHIT | Individual | SOUTHERN RIDGES CAPITAL PTE. LTD. | CEO, CIO AND EXECUTIVE DIRECTOR | 09/2018 | 50-75% |
| Khurana, Rachna | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2020 | < 5% |
| NABAR, AMOL, NARENDRA | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |