HG CAPITAL MANAGEMENT, LLC
Adviser information for HG CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $806.5M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $806.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $806.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120300 |
|---|---|
| SEC ERA File Number | 801-120300 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163613 |
| Legal Entity Identifier | None |
Principal Office
10 BURTON HILLS BLVDSTE 250
NASHVILLE
TN
United States
Monday - Friday, 8AM - 5PM
Tel: 615-665-8220, Fax: 615-263-7800
Chief Compliance Officer
JASON YOUNG
CHIEF FINANCIAL OFFICER
10 BURTON HILLS BOULEVARD
SUITE 250
NASHVILLE
TN
United States
Tel:
615-263-7887
Fax:
615-263-7800
J****@*******************M
(Full email address available in API data)
Industry Affiliates
| HERITAGE HEALTHCARE INNOVATION FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HG CAPITAL MANAGEMENT III, LLC | Other investment adviser, including financial planners |
| HHIF II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HHIF III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HERITAGE GROUP MONOGRAM HOLDINGS, LP | Venture Capital Fund | $15.9M | $0.0M | 13 |
| HERITAGE HEALTHCARE INNOVATION FUND II, LP | Venture Capital Fund | $334.4M | $1.0M | 37 |
| HERITAGE HEALTHCARE INNOVATION FUND III, LP | Venture Capital Fund | $417.3M | $1.0M | 69 |
| HERITAGE HEALTHCARE INNOVATION FUND, LP | Venture Capital Fund | $38.9M | $1.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORPHIS, ROCK, ANTHONY | Individual | – | PARTNER | 01/2011 | < 5% |
| MCCLELLAN, DAVID, GRAY | Individual | – | PARTNER | 01/2011 | < 5% |
| YOUNG, JASON, FREDERICK | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| MORPHIS, ROCK, ANTHONY | Individual | HERITAGE GROUP LLC | OWNER | 01/2011 | 50-75% |
| MCCLELLAN, DAVID, GRAY | Individual | HERITAGE GROUP LLC | OWNER | 01/2011 | 50-75% |
| MCCLELLAN, DAVID, GRAY | Individual | – | PARTNER - HG CAPITAL MANAGEMENT III, LLC | 01/2011 | 10-25% |
| MORPHIS, ROCK, ANTHONY | Individual | – | PARTNER - HG CAPITAL MANAGEMENT III, LLC | 01/2011 | 10-25% |
| Bland, Jesse, Alexander | Individual | – | PARTNER - HG CAPITAL MANAGEMENT III, LLC | 09/2020 | 10-25% |
| HUNTER, GRAHAM, LAMBERT | Individual | – | PARTNER - HG CAPITAL MANAGEMENT III, LLC | 09/2020 | 10-25% |
| GRZEBIEN, LAUREN, A. | Individual | – | PARTNER - HG CAPITAL MANAGEMENT III, LLC | 09/2020 | 10-25% |
| HERITAGE GROUP LLC | Domestic Entity | – | HOLDING COMPANY | 01/2011 | > 75% |