ANCORA ALTERNATIVES LLC
Adviser information for ANCORA ALTERNATIVES LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 59 |
|---|---|
| Investment Advisory/Research | 35 |
| Registered Broker-Dealer Representatives | 31 |
| Registered State Investment Advisers | 18 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1 | $411,044 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $155.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 22 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $43.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 28 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsINSURANCE & CREDIT AND CASH MANAGEMENT SOLUTIONS |
|---|---|
| Compensation | % of AUMPerformance-based feesREVENUE SHARING WITH FRS, AND ON CREDIT AND CASH MGMT SOLUTIONS |
| Other Business Activities | Commodity pool operator or commodity trading advisorINSURANCE & CREDIT AND CASH MANAGEMENT SOLUTIONS |
Principal Office
6060 PARKLAND BLVD.#200
CLEVELAND
OH
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 216-825-4000, Fax: 216-825-4011
Chief Compliance Officer
JASON GEERS
CHIEF COMPLIANCE OFFICER
6060 PARKLAND BOULEVARD
SUITE 200
CLEVELAND
OH
United States
Tel:
(216) 593-5020
J*****@*********T
(Full email address available in API data)
Industry Affiliates
| ANCORA ADVISORS LLC | Other investment adviser, including financial planners |
| ANCORA FAMILY WEALTH ADVISORS, LLC | Other investment adviser, including financial planners |
| ANCORA INSURANCE SOLUTIONS | Insurance company or agency |
| ANCORA RETIREMENT PLAN ADVISORS, LLC | Other investment adviser, including financial planners |
| FOCUS RISK SOLUTIONS | Insurance company or agency |
| INVERNESS LIFE SERVICES, LLC | Insurance company or agency |
| INVERNESS SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| SOURCE INSURANCE | Insurance company or agency |
| TELEMUS CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ANCORA BELLATOR FUND, LP | Hedge Fund | $47.8M | $0.5M | 113 |
| ANCORA CATAYLST INSTITUTIONAL, LP | Hedge Fund | $257.6M | $0.5M | 222 |
| ANCORA CATAYLST, LP | Hedge Fund | $22.3M | $0.5M | 80 |
| ANCORA COMMODITY FUND LP | Hedge Fund | $12.4M | $0.5M | 26 |
| ANCORA COMMODITY INSTITUTIONAL LP | Hedge Fund | $44.6M | $0.5M | 80 |
| ANCORA IMPACT FUND LP - SERIES M | Hedge Fund | $4.0M | $0.5M | 100 |
| ANCORA IMPACT FUND LP - SERIES N | Hedge Fund | $20.6M | $0.5M | 278 |
| ANCORA IMPACT FUND LP - SERIES Q | Hedge Fund | $11.7M | $0.5M | 94 |
| ANCORA IMPACT FUND LP - SERIES S | Hedge Fund | $30.2M | $0.5M | 151 |
| ANCORA IMPACT FUND LP - SERIES U | Hedge Fund | $63.7M | $0.5M | 95 |
| ANCORA IMPACT FUND LP - SERIES V | Hedge Fund | $64.7M | $0.5M | 289 |
| ANCORA IMPACT FUND LP - SERIES W | Hedge Fund | $54.7M | $0.5M | 97 |
| ANCORA IMPACT FUND LP - SERIES X | Hedge Fund | $55.0M | $0.5M | 251 |
| ANCORA IMPACT FUND LP - SERIES Y | Hedge Fund | $16.9M | $0.5M | 1 |
| ANCORA IMPACT FUND LP - SERIES Z | Hedge Fund | $67.1M | $0.5M | 1 |
| ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO F | Hedge Fund | $0.7M | $0.5M | 25 |
| ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO G | Hedge Fund | $2.6M | $0.5M | 17 |
| ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO H | Hedge Fund | $26.3M | $0.5M | 29 |
| ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO I | Hedge Fund | $5.3M | $0.5M | 17 |
| ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO J | Hedge Fund | $5.5M | $0.5M | 10 |
| ANCORA MERLIN INSTITUTIONAL, LP | Hedge Fund | $348.2M | $0.2M | 170 |
| ANCORA MERLIN LP | Hedge Fund | $28.3M | $0.2M | 74 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANCORA HOLDINGS GROUP, LLC | Domestic Entity | – | MEMBER | 10/2021 | > 75% |
| GEERS, JASON, P | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2016 | < 5% |
| DISANTO, FREDERICK, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER, CHAIRMAN | 11/2006 | < 5% |
| ZUCKER, BRADLEY, ALAN | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 01/2003 | < 5% |
| TURKISHER, LAUREN, KEATING | Individual | – | CHIEF OPERATIONS OFFICER | 12/2020 | < 5% |
| FOCUS FINANCIAL PARTNERS INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| FOCUS OPERATING, LLC | Domestic Entity | ANCORA HOLDINGS GROUP, LLC | MEMBER (MANAGER) | 10/2021 | > 75% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |
| BENTON-COOPER, ASHLEY | Individual | – | COMPLIANCE OFFICER | 12/2023 | < 5% |