BEACON CAPITAL, LLC
Adviser information for BEACON CAPITAL, LLC last updated from Form ADV on January 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 914 | $158.1M |
| Non-Discretionary | 0 | $0 |
| Total | 914 | $158.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 588 | $114.7M |
| HNW Individuals | 24 | $37.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $6.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 131 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMREFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-120315 |
|---|---|
| SEC ERA File Number | 801-120315 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286316 |
| Legal Entity Identifier | None |
Principal Office
375 COLLINS ROAD NE,SUITE 120
CEDAR RAPIDS
IA
United States
Monday - Friday, 8:30 AM - 4:00 PM
Tel: 319-389-4371, Fax: 319-409-5945
Chief Compliance Officer
BRET NIEMUTH
MANAGING MEMBER
375 COLLINS ROAD NE,
SUITE 120
CEDAR RAPIDS
IA
United States
Tel:
319-389-4371
Fax:
319-409-5945
B**********@****************T
(Full email address available in API data)
Industry Affiliates
| CAPITAL DESIGN, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NIEMUTH, BRET, LEE | Individual | – | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 12/2016 | > 75% |