AXIS WEALTH PARTNERS, LLC
Adviser information for AXIS WEALTH PARTNERS, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Rhode Island, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,478 | $241.0M |
| Non-Discretionary | 1 | $1.1M |
| Total | 1,479 | $242.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 600 | $159.2M |
| HNW Individuals | 54 | $82.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120324 |
|---|---|
| SEC ERA File Number | 801-120324 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167122 |
| Legal Entity Identifier | None |
Principal Office
400 MASSASOIT AVENUESUITE 112
EAST PROVIDENCE
RI
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 401-441-5111, Fax: 800-867-5954
Websites
axiswp.com/
www.axiswealthpartners.com/
www.danieldaponte.com
www.linkedin.com/in/jane-mcauliffe-cdfa�-38b9631b/
www.facebook.com/axiswealthpartners
www.facebook.com/pachecoinvest/
www.linkedin.com/in/daniel-da-ponte-aif�-756b9214/
www.massadvisor.com
www.facebook.com/collaborativedivorcestrategies
www.linkedin.com/company/axiswealth/
www.threads.net/@axiswealthllc
www.instagram.com/axiswealthllc/
www.linkedin.com/in/sean-p-durkin-b8308375/
Chief Compliance Officer
DANIEL DA PONTE
MANAGING PRINCIPAL
400 MASSASOIT AVENUE
SUITE 112
EAST PROVIDENCE
RI
United States
Tel:
(401) 441-5111
Fax:
800-867-5954
D*******@*********M
(Full email address available in API data)
Industry Affiliates
| AXIS RISK MANAGEMENT, LLC | Insurance company or agency |
| HORIZON BENEFITS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DA PONTE, DANIEL | Individual | – | MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER | 03/2013 | > 75% |
| Da Ponte, Marcia, Sousa | Individual | – | CHIEF FINANCIAL OFFICER | 10/2021 | < 5% |