VALLEY FINANCIAL GROUP
VALLEY FINANCIAL GROUP, INC. Legal Name
Adviser information for VALLEY FINANCIAL GROUP last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 739 | $197.5M |
| Non-Discretionary | 0 | $0 |
| Total | 739 | $197.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 388 | $126.0M |
| HNW Individuals | 53 | $63.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 197.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| VALLEY FINANCIAL WRAP FEE PROGRAM | VALLEY FINANCIAL |
Principal Office
311 LINDENWOLD AVEAMBLER
PA
United States
Monday - Friday, 9AM - 5PM
Tel: 215-947-9190, Fax: None
Chief Compliance Officer
ED WOEHLCKE
MANAGING MEMBER
1300 BETHLEHEM PIKE
SUITE 11
FLOURTOWN
PA
United States
Tel:
215-947-9190
E*@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOEHLCKE, EDWARD, STANLEY | Individual | – | MANAGING MEMBER/CCO | 01/2021 | 50-75% |
| MCGARRY, KEVIN, STEVEN | Individual | – | PRINCIPAL | 01/2021 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL A | 239K | 1K | – |
| AMAZON COM INC | COM | 378K | 2K | – |
| APPLE INC | COM | 1M | 6K | – |
| AT&T INC | COM | 316K | 17K | – |
| BLACKROCK CORE BD TR | SHS BEN INT | 364K | 34K | – |
| BOEING CO | COM | 211K | 1K | – |
| EA SERIES TRUST | VAL MOMTM TRND | 553K | 22K | – |
| EA SERIES TRUST | INTL QUAN MOMNTM | 4M | 139K | – |
| EA SERIES TRUST | INTL QUAN VALUE | 4M | 179K | – |
| EA SERIES TRUST | US QUAN MOMENTUM | 7M | 115K | – |
| EA SERIES TRUST | US QUAN VALUE | 7M | 173K | – |
| EA SERIES TRUST | ALPHA ARCHITECT | 4M | 187K | – |
| EA SERIES TRUST | ALPHA ARCH 1-3 | 2M | 18K | – |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 239K | 6K | – |
| FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 303K | 5K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 6M | 140K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 564K | 12K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 96K | 15K | – |
| FS KKR CAP CORP | COM | 287K | 15K | – |
| INVESCO EXCH TRADED FD TR II | SHORT TERM TREAS | 1M | 14K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| ISHARES INC | MSCI EMERG MRKT | 269K | 5K | – |
| ISHARES TR | CONSER ALLOC ETF | 571K | 15K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 16K | – |
| ISHARES TR | CORE S&P500 ETF | 23M | 43K | – |
| ISHARES TR | 1 3 YR TREAS BD | 258K | 3K | – |
| ISHARES TR | USD INV GRDE ETF | 446K | 9K | – |
| ISHARES TR | CYBERSECURITY | 376K | 8K | – |
| ISHARES TR | MSCI EAFE ETF | 309K | 4K | – |
| ISHARES TR | NATIONAL MUN ETF | 390K | 4K | – |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 590K | 12K | – |
| MERCK & CO INC | COM | 428K | 3K | – |
| META PLATFORMS INC | CL A | 323K | 640 | – |
| MICROSOFT CORP | COM | 630K | 1K | – |
| MORGAN STANLEY ETF TRUST | CALVERT ULT SHR | 14M | 268K | – |
| PFIZER INC | COM | 258K | 9K | – |
| PIMCO ETF TR | ENHNCD LW DUR AC | 243K | 3K | – |
| PIMCO HIGH INCOME FD | COM SHS | 96K | 20K | – |
| PROSHARES TR | PSHS ULT S&P 500 | 225K | 3K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 1M | 13K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 11M | 238K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 6K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 649K | 17K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 841K | 2K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 331K | 5K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 1M | 19K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 5M | 18K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 1M | 13K | – |
| VANGUARD INDEX FDS | VALUE ETF | 225K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 1M | 3K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 275K | 1K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 223K | 597 | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 13M | 216K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 3M | 42K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 4M | 74K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 2M | 25K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 206K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 43K | – |