VIA IV INVESTMENTS, LLC
Adviser information for VIA IV INVESTMENTS, LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 557 | $190.6M |
| Non-Discretionary | 0 | $0 |
| Total | 557 | $190.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 528 | $77.7M |
| HNW Individuals | 29 | $112.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based feesDIRECT BILLING TO THE CUSTODIAN OF CLIENT ASSETS |
Identifiers
| SEC RIA File Number | 801-120335 |
|---|---|
| SEC ERA File Number | 801-120335 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121992 |
| Legal Entity Identifier | None |
Principal Office
1333 BURR RIDGE PARKWAYSUITE 200
BURR RIDGE
IL
United States
AS NEEDED, AS NEEDED
Tel: 630-674-7226, Fax: 630-325-7249
Websites
Chief Compliance Officer
JEFFREY HOLLAND
MEMBER
1333 BURR RIDGE PARKWAY
SUITE 200
BURR RIDGE
IL
United States
Tel:
630-674-7226
Fax:
630-325-7249
J***********@********M
(Full email address available in API data)
Regulatory Contact
JEFF HOLLAND
MEMBER
1333 BURR RIDGE PARKWAY
SUITE 200
BURR RIDGE
IL
United States
Tel:
630-674-7226
Fax:
630-325-7249
J***********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLLAND, JEFFREY, JACOB | Individual | – | MEMBER; CHIEF COMPLIANCE OFFICER (2016) | 07/2002 | 50-75% |
| COYNER, JEFFREY, RUSSELL | Individual | – | MEMBER | 01/2016 | 50-75% |