PARADIGM BIOCAPITAL ADVISORS LP

Adviser information for PARADIGM BIOCAPITAL ADVISORS LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $2.4B
Non-Discretionary 0 $0
Total 4 $2.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $2.0B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $346.9M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-120338
SEC ERA File Number 801-120338
SEC CIK Numbers 1855655
SEC CRD Numbers 312544
Legal Entity Identifier 549300I649YOM8XI0E93

Principal Office

767 THIRD AVENUE
17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-970-2568, Fax: None

Chief Compliance Officer

DAVID KIM
CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER
767 THIRD AVENUE
17TH FLOOR
NEW YORK
NY
United States
Tel: 646-970-2568
(Full email address available in API data)

Industry Affiliates

PARADIGM BIOCAPITAL GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PARADIGM BIOCAPITAL INTERNATIONAL FUND LTD. Hedge Fund $2,011.3M $5.0M 126

Control Persons

Name Type Entity Title Since Ownership
ASEFAW, DR. SENAI, NMN Individual CHIEF INVESTMENT OFFICER / LIMITED PARTNER 12/2020 > 75%
KIM, DAVID, KYUNGTAEK Individual CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER 01/2021 < 5%
PARADIGM BIOCAPITAL ADVISORS GP LLC Domestic Entity GENERAL PARTNER 12/2020 < 5%
ASEFAW, DR. SENAI, NMN Individual PARADIGM BIOCAPITAL ADVISORS GP LLC MANAGING MEMBER 01/2022 > 75%

No. Employees, Historic

1050202120222023202420255 on 1/15/20215 on 2/23/20214 on 6/23/20216 on 3/30/20227 on 3/29/20238 on 3/28/2024

RAUM, Historic

3B2B0202120222023202420250 on 1/15/20210 on 2/23/2021129324219 on 6/23/2021401348020 on 3/30/2022933207592 on 3/29/20232358206292 on 3/28/2024

No. Clients, Historic

1050202120222023202420250 on 1/15/20210 on 2/23/20213 on 6/23/20213 on 3/30/20224 on 3/29/20234 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACRIVON THERAPEUTICS INC COMMON STOCK 4M 660K
ALX ONCOLOGY HLDGS INC COM 10M 2M
APOGEE THERAPEUTICS INC COM 13M 330K
ARCELLX INC COMMON STOCK 212M 4M
ARGENX SE SPONSORED ADR 231M 538K
ARVINAS INC COM 65M 2M
ASCENDIS PHARMA A/S SPONSORED ADR 91M 664K
BRIDGEBIO PHARMA INC COM 28M 1M
CEREVEL THERAPEUTICS HLDNG I COM 95M 2M
COGENT BIOSCIENCES INC COM 31M 4M
COMPASS PATHWAYS PLC SPONSORED ADS 14M 2M
CRINETICS PHARMACEUTICALS IN COM 113M 3M
CULLINAN THERAPEUTICS INC COM 27M 2M
DISC MEDICINE INC COM 122M 3M
EDGEWISE THERAPEUTICS INC COM 42M 2M
ERASCA INC COM 17M 7M
IMMATICS N.V SHS 40M 3M
IMMUNOVANT INC COM 36M 1M
JANUX THERAPEUTICS INC COM 66M 2M
KURA ONCOLOGY INC COM 93M 5M
LEGEND BIOTECH CORP SPONSORED ADS 53M 1M
MERUS N V COM 120M 2M
NUVALENT INC COM 347M 5M
OLEMA PHARMACEUTICALS INC COM 86M 8M
PERSPECTIVE THERAPEUTICS INC COM NEW 9M 920K
REVOLUTION MEDICINES INC COM 204M 5M
SAREPTA THERAPEUTICS INC COM 150M 948K
TARSUS PHARMACEUTICALS INC COM 66M 2M
TSCAN THERAPEUTICS INC COM 2M 354K
VAXCYTE INC COM 47M 627K
VERONA PHARMA PLC SPONSORED ADS 10M 721K
VIRIDIAN THERAPEUTICS INC COM 38M 3M
VOR BIOPHARMA INC COM 6M 6M
XENON PHARMACEUTICALS INC COM 80M 2M
Y-MABS THERAPEUTICS INC COM 47M 4M