APPLIED DERIVATIVE RESEARCH OR "ADR"
APPLIED DERIVATIVE RESEARCH, LLC Legal Name
Adviser information for APPLIED DERIVATIVE RESEARCH OR "ADR" last updated from Form ADV on November 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $100,000 |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $100,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 2 | $100,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120339 |
|---|---|
| SEC ERA File Number | 801-120339 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312490 |
| Legal Entity Identifier | None |
Principal Office
533 CASEY LNROCKVILLE
MD
United States
Monday - Friday, 9AM - 5PM
Tel: 646-520-6882, Fax: None
Websites
Chief Compliance Officer
CHUNG HEI SING
MANAGING PARTNER
533 CASEY LN
ROCKVILLE
MD
United States
Tel:
6465206882
C****@********G
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Sing, Chung Hei | Individual | – | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 07/2020 | > 75% |