Hedge Fund Database

AMPLIUS WEALTH ADVISORS

AMPLIUS WEALTH ADVISORS, LLC Legal Name

Adviser information for AMPLIUS WEALTH ADVISORS last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,554 $1.3B
Non-Discretionary 0 $0
Total 2,554 $1.3B

Clients

Type Number RAUM
Individuals 346 $150.9M
HNW Individuals 367 $1.1B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $7.8M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $110,950
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-120341
SEC ERA File Number 801-120341
SEC CIK Numbers 1900584
SEC CRD Numbers 312463
Legal Entity Identifier None

Principal Office

1787 SENTRY PARKWAY WEST
VEVA 16, SUITE 100
BLUE BELL
PA
United States
Monday - Friday, 9-5
Tel: 215-310-7770, Fax: 215-770-8773

Websites

twitter.com/ampliuswealth ampliuswealth.com/ www.facebook.com/amplius-wealth-advisors-103325025154881/ www.linkedin.com/company/amplius-wealth-advisors/

Chief Compliance Officer

MATTHEW LIEBMAN
FOUNDING PARTNER & CEO
1787 SENTRY PARKWAY WEST
VEVA 16, SUITE 100
BLUE BELL
PA
United States
Tel: 215-310-7776
(Full email address available in API data)

Regulatory Contact

MICHELLE CZARNECKI
DIRECTOR OF CLIENT OPERATIONS
1787 SENTRY PARKWAY WEST
VEVA 16, SUITE 100
BLUE BELL
PA
United States
Tel: 215-310-7770
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Liebman, Samuel, A Individual – CHAIRMAN 02/2021 < 5%
LIEBMAN, MATTHEW, Daniel Individual – CEO, CHIEF COMPLIANCE OFFICER 02/2021 < 5%
Marks, Aaron, SHOSHON Individual – CHIEF STRATEGY OFFICER 02/2021 < 5%
Liebman, Samuel, A Individual LIEBMAN FAMILY LLC MEMBER 02/2021 50-75%
LIEBMAN, MATTHEW, Daniel Individual LIEBMAN FAMILY LLC MEMBER 02/2021 50-75%
Marks, Aaron, SHOSHON Individual JEM PARTNER HOLDINGS LLC MEMBER 02/2021 > 75%
JEM PARTNER HOLDINGS LLC Domestic Entity – OWNER 02/2021 25-50%
LIEBMAN FAMILY LLC Domestic Entity – OWNER 02/2021 50-75%
DYNASTY FINANCIAL PARTNERS, LLC Domestic Entity – OWNER 01/2023 10-25%

No. Employees, Historic

20100202120222023202420258 on 1/15/20218 on 1/21/20218 on 2/26/20218 on 3/8/20218 on 6/16/20218 on 9/2/20218 on 10/19/20218 on 10/19/20218 on 12/3/20218 on 2/14/20228 on 2/18/20229 on 3/24/20229 on 5/5/20229 on 8/4/202211 on 3/22/202312 on 2/16/2024

RAUM, Historic

2B1B0202120222023202420250 on 1/15/20210 on 1/21/20210 on 2/26/20210 on 3/8/2021940610145 on 6/16/2021940610145 on 9/2/2021940610145 on 10/19/2021940610145 on 10/19/2021940610145 on 12/3/2021940610145 on 2/14/2022940610145 on 2/18/20221057593309 on 3/24/20221057593309 on 5/5/20221057593309 on 8/4/20221013510117 on 3/22/20231268607505 on 2/16/2024

No. Clients, Historic

8004000202120222023202420250 on 1/15/20210 on 1/21/20210 on 2/26/20210 on 3/8/2021619 on 6/16/2021619 on 9/2/2021619 on 10/19/2021619 on 10/19/2021619 on 12/3/2021619 on 2/14/2022619 on 2/18/2022596 on 3/24/2022596 on 5/5/2022596 on 8/4/2022671 on 3/22/2023719 on 2/16/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 446K 3K –
AECOM COM 242K 3K –
AFFILIATED MANAGERS GROUP INC COM 3M 17K –
AIR PRODS & CHEMS INC COM 278K 1K –
ALPHABET INC CAP STK CL A 2M 10K –
ALPHABET INC CAP STK CL C 2M 8K –
AMAZON COM INC COM 3M 14K –
AMER STATES WTR CO COM 218K 3K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 13M 219K –
AMERICAN EXPRESS CO COM 358K 2K –
AMKOR TECHNOLOGY INC COM 402K 10K –
AON PLC SHS CL A 382K 1K –
APPLE INC COM 12M 59K –
ASML HOLDING N V N Y REGISTRY SHS 279K 273 –
AUTOMATIC DATA PROCESSING IN COM 200K 839 –
BANK AMERICA CORP COM 428K 11K –
BERKSHIRE HATHAWAY INC DEL CL A 3M 5 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K –
BLACKROCK CAP ALLOCATION TERM COM 604K 37K –
BLACKROCK INC COM 250K 317 –
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 3M 125K –
BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 334K 17K –
BLACKSTONE INC COM 16M 128K –
BLACKSTONE MTG TR INC COM CL A 216K 12K –
BLACKSTONE SECD LENDING FD COMMON STOCK 16M 524K –
BOEING CO COM 225K 1K –
BONDBLOXX ETF TRUST BLOOMBERG TWO YR 43M 882K –
BROADCOM INC COM 1M 844 –
CALAMOS ETF TR NASDAQ 100 STRUC 257K 11K –
CALAMOS ETF TR S P 500 STRUCTUR 33M 1M –
CATERPILLAR INC COM 200K 601 –
CHEVRON CORP NEW COM 552K 4K –
CHUBB LIMITED COM 15M 58K –
CISCO SYS INC COM 399K 8K –
COCA COLA CO COM 534K 8K –
COLUMBIA ETF TR I MULTI SEC MUNI 9M 456K –
COLUMBIA ETF TR I RESH ENHNC COR 33M 1M –
COMCAST CORP NEW CL A 4M 97K –
COSTCO WHSL CORP NEW COM 899K 1K –
DANAHER CORPORATION COM 203K 814 –
DELL TECHNOLOGIES INC CL C 326K 2K –
DISNEY WALT CO COM 683K 7K –
EA SERIES TRUST ALPHA ARCH 1-3 4M 35K –
EATON VANCE TAX-MANAGED GLOB COM 169K 20K –
ECOVYST INC COM 326K 36K –
EMCOR GROUP INC COM 226K 620 –
ENERGY TRANSFER L P COM UT LTD PTN 236K 15K –
EXCHANGE LISTED FDS TR SABA INT RATE 522K 25K –
EXXON MOBIL CORP COM 889K 8K –
FAIR ISAAC CORP COM 226K 152 –
FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 12M 430K –
GOLDMAN SACHS ETF TR ACES ULTRA SHR 14M 288K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 941K 28K –
GOLUB CAP BDC INC COM 697K 44K –
HARBOR ETF TRUST INTERNATNAL COMP 14M 500K –
HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 2M 40K –
HARTFORD FDS EXCHANGE TRADED SCHRDRS TAX BD 14M 744K –
HOME DEPOT INC COM 797K 2K –
HUBBELL INC COM 1M 3K –
INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 1M 43K –
INNOVATOR ETFS TR EQUITY DEF PROTN 32M 1M –
INTERNATIONAL BUSINESS MACHS COM 518K 3K –
INTUIT COM 275K 419 –
INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 258K 11K –
INVESCO EXCH TRADED FD TR II PFD ETF 286K 25K –
INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 3M 33K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 2M 24K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 7M 43K –
INVESCO QQQ TR UNIT SER 1 31M 65K –
ISHARES GOLD TR ISHARES NEW 4M 84K –
ISHARES INC CORE MSCI EMKT 339K 6K –
ISHARES TR CORE HIGH DV ETF 810K 7K –
ISHARES TR CORE MSCI EAFE 362K 5K –
ISHARES TR CORE MSCI TOTAL 3M 49K –
ISHARES TR CORE S&P MCP ETF 2M 33K –
ISHARES TR CORE S&P SCP ETF 2M 23K –
ISHARES TR CORE S&P TTL STK 7M 63K –
ISHARES TR CORE S&P US GWT 15M 120K –
ISHARES TR CORE S&P US VLU 11M 126K –
ISHARES TR CORE S&P500 ETF 768K 1K –
ISHARES TR ESG AWR MSCI USA 240K 2K –
ISHARES TR GLOBAL 100 ETF 87M 905K –
ISHARES TR IBONDS DEC 25 2M 60K –
ISHARES TR IBONDS DEC 26 580K 23K –
ISHARES TR MSCI ACWI ETF 7M 66K –
ISHARES TR MSCI EAFE ETF 577K 7K –
ISHARES TR MSCI USA MMENTM 524K 3K –
ISHARES TR MSCI USA QLT FCT 2M 10K –
ISHARES TR RUS 1000 ETF 253K 850 –
ISHARES TR RUS 1000 GRW ETF 5M 13K –
ISHARES TR RUS 1000 VAL ETF 1M 6K –
ISHARES TR RUS MD CP GR ETF 278K 3K –
ISHARES TR RUSSELL 2000 ETF 360K 2K –
ISHARES TR S&P 100 ETF 24M 92K –
ISHARES TR S&P 500 GRWT ETF 519K 6K –
ISHARES TR S&P MC 400GR ETF 357K 4K –
ISHARES TR S&P SML 600 GWT 465K 4K –
J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 5M 101K –
J P MORGAN EXCHANGE TRADED F INTERNL GWT 253K 4K –
JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 1M 22K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 36M 654K –
JOHNSON & JOHNSON COM 664K 5K –
JPMORGAN CHASE & CO COM 2M 12K –
LILLY ELI & CO COM 1M 1K –
LOCKHEED MARTIN CORP COM 377K 808 –
MARSH & MCLENNAN COS INC COM 558K 3K –
MASTERCARD INCORPORATED CL A 623K 1K –
MERCK & CO INC COM 360K 3K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 5M 12K –
MORGAN STANLEY COM NEW 370K 4K –
NETFLIX INC COM 227K 337 –
NEXTERA ENERGY INC COM 305K 4K –
NVIDIA CORPORATION COM 2M 18K –
OWL ROCK CAPITAL CORPORATION COM 673K 44K –
PACER FDS TR DEVELOPED MRKT 41M 1M –
PACER FDS TR GLOBL CASH ETF 2M 62K –
PACER FDS TR PACER US SMALL 37M 853K –
PACER FDS TR US CASH COWS 100 209K 4K –
PEPSICO INC COM 244K 1K –
PFIZER INC COM 728K 26K –
PIMCO INCOME STRATEGY FD II COM 79K 11K –
PJT PARTNERS INC COM CL A 261K 2K –
PROCTER AND GAMBLE CO COM 963K 6K –
PUTNAM ETF TRUST FOCUSED LAR CAP 50M 1M –
RBB FD INC MOTLEY FOL ETF 34M 634K –
RBB FD INC US TREASR 10 YR 11M 250K –
RBB FD INC US TREASRY 12 MT 3M 53K –
SELECT SECTOR SPDR TR COMMUNICATION 359K 4K –
SELECT SECTOR SPDR TR FINANCIAL 400K 10K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 304K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 989K 4K –
SERVICENOW INC COM 217K 276 –
SIRIUS XM HOLDINGS INC COM 101K 36K –
SPDR DOW JONES INDL AVERAGE UT SER 1 11M 28K –
SPDR GOLD TR GOLD SHS 2M 9K –
SPDR S&P 500 ETF TR TR UNIT 6M 11K –
SPDR SER TR PORTFOLIO S&P600 481K 12K –
SPDR SER TR S&P BIOTECH 279K 3K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 273K 2K –
TESLA INC COM 295K 1K –
TJX COS INC NEW COM 246K 2K –
UBER TECHNOLOGIES INC COM 285K 4K –
UNITED PARCEL SERVICE INC CL B 1M 8K –
UNITEDHEALTH GROUP INC COM 482K 947 –
VANGUARD BD INDEX FDS INTERMED TERM 52M 693K –
VANGUARD INDEX FDS GROWTH ETF 308K 824 –
VANGUARD INDEX FDS MCAP VL IDXVIP 497K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 692K 1K –
VANGUARD INDEX FDS SM CP VAL ETF 296K 2K –
VANGUARD INDEX FDS SMALL CP ETF 213K 976 –
VANGUARD INDEX FDS SML CP GRW ETF 453K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 4K –
VANGUARD INDEX FDS VALUE ETF 2M 12K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 813K 9K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 5M 29K –
VANGUARD WORLD FDS FINANCIALS ETF 309K 3K –
VERISK ANALYTICS INC COM 2M 8K –
VERIZON COMMUNICATIONS INC COM 208K 5K –
VISA INC COM CL A 562K 2K –
WALMART INC COM 383K 6K –
WASTE MGMT INC DEL COM 352K 2K –
WISDOMTREE TR ITL HDG QTLY DIV 296K 6K –
WISDOMTREE TR ITL HIGH DIV FD 251K 7K –
WISDOMTREE TR US LARGECAP DIVD 2M 27K –
WISDOMTREE TR US QTLY DIV GRT 19M 239K –
WISDOMTREE TR US TOTAL DIVIDND 396K 6K –