BANYAN ALPHA INVESTMENT L.P.
Adviser information for BANYAN ALPHA INVESTMENT L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $223.3M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $223.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1 | $1.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $215.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $7.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesANNUALLY NEGOTIATED MANAGEMENT FEE |
Identifiers
| SEC RIA File Number | 801-120344 |
|---|---|
| SEC ERA File Number | 801-120344 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311857 |
| Legal Entity Identifier | 549300WBYU4M843Z6V78 |
Principal Office
611 GATEWAY BLVDSUITE 252
SOUTH SAN FRANCISCO
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 650-254-6608, Fax: None
Chief Compliance Officer
YUYING GAO
MANAGING PARTNER & CHIEF INVESTMENT OFFICER
611 GATEWAY BLVD
SUITE 252
SOUTH SAN FRANCISCO
CA
United States
Tel:
650-254-6608
Y*********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAO, YUYING, NMN | Individual | – | MANAGING PARTNER, CIO & CCO | 10/2020 | > 75% |
| BANYAN ALPHA MANAGEMENT LLC | Domestic Entity | – | GENERAL PARTNER | 10/2020 | < 5% |
| GAO, YUYING, NMN | Individual | BANYAN ALPHA MANAGEMENT LLC | PRESIDENT | 10/2020 | > 75% |