FORTRESS WEALTH PLANNING
FORTRESS WEALTH PLANNING, LLC Legal Name
Adviser information for FORTRESS WEALTH PLANNING last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 515 | $402.6M |
| Non-Discretionary | 22 | $7.1M |
| Total | 537 | $409.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $13.0M |
| HNW Individuals | 64 | $396.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 395.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| INVESTMENT MANAGEMENT SERVICES | FORTRESS WEALTH PLANNING |
Identifiers
| SEC RIA File Number | 801-120349 |
|---|---|
| SEC ERA File Number | 801-120349 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307618 |
| Legal Entity Identifier | None |
Principal Office
814 HIGHWAY A1A N, STE 202PONTE VEDRA BEACH
FL
United States
Monday - Friday, BY APPOINTMENT
Tel: 904-301-4545, Fax: None
Chief Compliance Officer
JAY ROLFE
PARTNER
814 HIGHWAY A1A N, STE 202
PONTE VEDRA BEACH
FL
United States
Tel:
904-301-4545
J*****@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORTEGA, EILEEN, ELIZABETH | Individual | – | PARTNER | 01/2017 | 25-50% |
| Rolfe, Jay, Duncan | Individual | – | PARTNER AND CCO | 01/2017 | 10-25% |
| WILLIAMS, JIM, MARTYN | Individual | – | PARTNER | 01/2017 | 25-50% |
| SKOWFOE, MICHAEL, GERARD | Individual | – | PARTNER | 01/2017 | 25-50% |