ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC
Adviser information for ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC last updated from Form ADV on January 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Vermont, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 855 | $197.9M |
Non-Discretionary | 0 | $0 |
Total | 855 | $197.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 266 | $85.0M |
HNW Individuals | 60 | $112.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 7 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 6 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly charges |
Identifiers
SEC RIA File Number | 801-120352 |
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SEC ERA File Number | 801-120352 |
SEC CIK Numbers | None |
SEC CRD Numbers | 312253 |
Legal Entity Identifier | None |
Principal Office
2989 SHELBURNE ROADSHELBURNE
VT
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 802-985-8808, Fax: 802-985-8850
Chief Compliance Officer
ANTOINE TROY WILLIAMS
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
2989 SHELBURNE ROAD;
SHELBURNE
VT
United States
Tel:
802-985-8808
Fax:
802-985-8850
A******@**************************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WILLIAMS, ANTOINE, TROY | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2021 | > 75% |