HARBOR ADVISORS
HARBOR ADVISORS LLC Legal Name
Adviser information for HARBOR ADVISORS last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $690.2M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $690.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $690.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsFINANCIAL CONSULTING; FAMILY OFFICE & WEALTH PLANNING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1400 CENTREPARK BLVDSUITE 950
WEST PALM BEACH
FL
United States
Monday - Friday, 9:00 A.M - 6:00 P.M.
Tel: 561-459-2946, Fax: 561-729-0899
Chief Compliance Officer
SHIAUJIE "JACK" FU
MANAGING MEMBER
1400 CENTREPARK BLVD
SUITE 950
WEST PALM BEACH
FL
United States
Tel:
561-459-2946
Fax:
561-729-0899
J**@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Fu, Shiaujie | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 12/2020 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADOBE INC | COM | 3M | 6K | – |
| ADVANCED MICRO DEVICES INC | COM | 649K | 4K | – |
| AFFILIATED MANAGERS GROUP IN | COM | 391K | 3K | – |
| AKAMAI TECHNOLOGIES INC | COM | 2M | 20K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 216K | 3K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 203K | 6K | – |
| ALPHABET INC | CAP STK CL C | 4M | 20K | – |
| ALPHABET INC | CAP STK CL A | 28M | 156K | – |
| AMAZON COM INC | COM | 30M | 155K | – |
| AMBAC FINL GROUP INC | COM NEW | 3M | 196K | – |
| AMERICAN EXPRESS CO | COM | 463K | 2K | – |
| AMERICAN INTL GROUP INC | COM NEW | 520K | 7K | – |
| ANNEXON INC | COM | 49K | 10K | – |
| AON PLC | SHS CL A | 734K | 3K | – |
| APOLLO GLOBAL MGMT INC | COM | 1M | 12K | – |
| APPLE INC | COM | 31M | 148K | – |
| ARCH CAP GROUP LTD | ORD | 1M | 12K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 2M | 14K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 716K | 700 | – |
| ATLANTIC UN BANKSHARES CORP | COM | 612K | 19K | – |
| BANK OF NT BUTTERFIELD&SON L | SHS NEW | 6M | 165K | – |
| BANK OZK LITTLE ROCK ARK | COM | 880K | 21K | – |
| BANKFINANCIAL CORP | COM | 103K | 10K | – |
| BAUSCH HEALTH COS INC | COM | 70K | 10K | – |
| BAYCOM CORP | COM | 370K | 18K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BGC GROUP INC | CL A | 83K | 10K | – |
| BLACKROCK INC | COM | 3M | 4K | – |
| BLACKSTONE INC | COM | 953K | 8K | – |
| BLUE OWL CAPITAL INC | COM CL A | 710K | 40K | – |
| BLUE RIDGE BANKSHARES INC VA | COM | 55K | 21K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 208K | 5K | – |
| BROADCOM INC | COM | 562K | 350 | – |
| BROWN & BROWN INC | COM | 2M | 24K | – |
| CANADIAN NAT RES LTD | COM | 18M | 500K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 1M | 19K | – |
| CARRIER GLOBAL CORPORATION | COM | 820K | 13K | – |
| CBRE GROUP INC | CL A | 535K | 6K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 5M | 16K | – |
| CHEVRON CORP NEW | COM | 684K | 4K | – |
| CITIGROUP INC | COM NEW | 317K | 5K | – |
| COMCAST CORP NEW | CL A | 587K | 15K | – |
| CONAGRA BRANDS INC | COM | 469K | 17K | – |
| CONOCOPHILLIPS | COM | 1M | 9K | – |
| COSTAR GROUP INC | COM | 1M | 17K | – |
| COTERRA ENERGY INC | COM | 2M | 60K | – |
| CROWDSTRIKE HLDGS INC | CL A | 2M | 4K | – |
| CSX CORP | COM | 1M | 30K | – |
| CUSTOMERS BANCORP INC | COM | 336K | 7K | – |
| DANAHER CORPORATION | COM | 3M | 13K | – |
| DELL TECHNOLOGIES INC | CL C | 207K | 2K | – |
| DELTA AIR LINES INC DEL | COM NEW | 218K | 5K | – |
| DEVON ENERGY CORP NEW | COM | 490K | 10K | – |
| DIAMONDBACK ENERGY INC | COM | 880K | 4K | – |
| DIGITAL RLTY TR INC | COM | 4M | 26K | – |
| DISNEY WALT CO | COM | 473K | 5K | – |
| ECHOSTAR CORP | CL A | 178K | 10K | – |
| ELI LILLY & CO | COM | 815K | 900 | – |
| ENSTAR GROUP LIMITED | SHS | 764K | 3K | – |
| EOG RES INC | COM | 3M | 26K | – |
| EQUIFAX INC | COM | 3M | 12K | – |
| EQUINIX INC | COM | 191M | 252K | – |
| ESSA BANCORP INC | COM | 176K | 10K | – |
| EVERCORE INC | CLASS A | 3M | 15K | – |
| EVEREST GROUP LTD | COM | 2M | 5K | – |
| FB FINL CORP | COM | 1M | 37K | – |
| FEDEX CORP | COM | 321K | 1K | – |
| FERGUSON PLC NEW | SHS | 8M | 41K | – |
| FERROVIAL SE | ORD SHS | 339K | 9K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 2M | 33K | – |
| FIDELITY NATL INFORMATION SV | COM | 358K | 5K | – |
| FIRST AMERN FINL CORP | COM | 270K | 5K | – |
| FIRST BANCSHARES INC MS | COM | 407K | 16K | – |
| FIRST HORIZON CORPORATION | COM | 422K | 27K | – |
| FOX CORP | CL B COM | 1M | 41K | – |
| FRANCO NEV CORP | COM | 237K | 2K | – |
| FREEPORT-MCMORAN INC | CL B | 243K | 5K | – |
| FTAI AVIATION LTD | SHS | 6M | 55K | – |
| FTAI INFRASTRUCTURE INC | COMMON STOCK | 475K | 55K | – |
| FTI CONSULTING INC | COM | 970K | 5K | – |
| GALLAGHER ARTHUR J & CO | COM | 2M | 7K | – |
| GARTNER INC | COM | 1M | 3K | – |
| GE AEROSPACE | COM NEW | 795K | 5K | – |
| GE VERNOVA INC | COM | 214K | 1K | – |
| GODADDY INC | CL A | 419K | 3K | – |
| GOLDMAN SACHS GROUP INC | COM | 226K | 500 | – |
| GRUPO TELEVISA S A B | SPON ADR REP ORD | 68K | 25K | – |
| HANMI FINL CORP | COM NEW | 251K | 15K | – |
| HARBORONE BANCORP INC NEW | COM NEW | 1M | 90K | – |
| HERTZ GLOBAL HLDGS INC | COM NEW | 93K | 26K | – |
| HESS CORP | COM | 885K | 6K | – |
| HIGHWOODS PPTYS INC | COM | 263K | 10K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 2M | 7K | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| HOMETRUST BANCSHARES INC | COM | 210K | 7K | – |
| HOULIHAN LOKEY INC | CL A | 3M | 25K | – |
| HUNTSMAN CORP | COM | 664K | 29K | – |
| HYATT HOTELS CORP | COM CL A | 608K | 4K | – |
| INGERSOLL RAND INC | COM | 200K | 2K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 6M | 47K | – |
| ISHARES TR | RUSSELL 3000 ETF | 617K | 2K | – |
| JD.COM INC | SPON ADS CL A | 362K | 14K | – |
| JEFFERIES FINL GROUP INC | COM | 746K | 15K | – |
| JOHNSON & JOHNSON | COM | 337K | 2K | – |
| JONES LANG LASALLE INC | COM | 205K | 1K | – |
| JPMORGAN CHASE & CO. | COM | 5M | 24K | – |
| KENVUE INC | COM | 504K | 28K | – |
| KEURIG DR PEPPER INC | COM | 1M | 30K | – |
| KINSALE CAP GROUP INC | COM | 308K | 800 | – |
| KKR & CO INC | COM | 210K | 2K | – |
| LENNOX INTL INC | COM | 1M | 2K | – |
| LIBERTY BROADBAND CORP | COM SER C | 1M | 19K | – |
| LIBERTY GLOBAL LTD | COM CL A | 175K | 10K | – |
| LIBERTY GLOBAL LTD | COM CL C | 434K | 24K | – |
| LOWES COS INC | COM | 816K | 4K | – |
| MARRIOTT INTL INC NEW | CL A | 242K | 1K | – |
| MARTIN MARIETTA MATLS INC | COM | 2M | 5K | – |
| MASTERCARD INCORPORATED | CL A | 11M | 26K | – |
| MCKESSON CORP | COM | 584K | 1K | – |
| MELCO RESORTS AND ENTMNT LTD | ADR | 131K | 18K | – |
| META PLATFORMS INC | CL A | 6M | 13K | – |
| METROPOLITAN BK HLDG CORP | COM | 1M | 28K | – |
| MICRON TECHNOLOGY INC | COM | 6M | 49K | – |
| MICROSOFT CORP | COM | 11M | 26K | – |
| MODERNA INC | COM | 238K | 2K | – |
| MOELIS & CO | CL A | 842K | 15K | – |
| MOODYS CORP | COM | 3M | 8K | – |
| MORGAN STANLEY | COM NEW | 642K | 7K | – |
| MSCI INC | COM | 482K | 1K | – |
| NETFLIX INC | COM | 337K | 500 | – |
| NORFOLK SOUTHN CORP | COM | 644K | 3K | – |
| NUCOR CORP | COM | 4M | 28K | – |
| NUTRIEN LTD | COM | 520K | 10K | – |
| NVIDIA CORPORATION | COM | 22M | 180K | – |
| NXP SEMICONDUCTORS N V | COM | 404K | 2K | – |
| OCCIDENTAL PETE CORP | COM | 378K | 6K | – |
| OLD NATL BANCORP IND | COM | 340K | 20K | – |
| OLIN CORP | COM PAR $1 | 472K | 10K | – |
| OUTSET MED INC | COM | 135K | 35K | – |
| PACIFIC PREMIER BANCORP | COM | 255K | 11K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 279K | 11K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 6K | – |
| PCB BANCORP | COM | 326K | 20K | – |
| PENN ENTERTAINMENT INC | COM | 271K | 14K | – |
| PFIZER INC | COM | 894K | 32K | – |
| PHILLIPS 66 | COM | 500K | 4K | – |
| PINNACLE FINL PARTNERS INC | COM | 960K | 12K | – |
| PJT PARTNERS INC | COM CL A | 4M | 42K | – |
| PNC FINL SVCS GROUP INC | COM | 2M | 10K | – |
| POPULAR INC | COM NEW | 884K | 10K | – |
| RBB BANCORP | COM | 188K | 10K | – |
| RTX CORPORATION | COM | 679K | 7K | – |
| S&P GLOBAL INC | COM | 6M | 14K | – |
| SALESFORCE INC | COM | 386K | 2K | – |
| SEACOAST BKG CORP FLA | COM NEW | 314K | 13K | – |
| SNOWFLAKE INC | CL A | 540K | 4K | – |
| TARGET HOSPITALITY CORP | COM | 131K | 15K | – |
| TFS FINL CORP | COM | 533K | 42K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | – |
| T-MOBILE US INC | COM | 4M | 21K | – |
| TRANE TECHNOLOGIES PLC | SHS | 1M | 4K | – |
| UBER TECHNOLOGIES INC | COM | 530K | 7K | – |
| UNITED PARCEL SERVICE INC | CL B | 274K | 2K | – |
| UNITED RENTALS INC | COM | 970K | 2K | – |
| VAIL RESORTS INC | COM | 1M | 8K | – |
| VERALTO CORP | COM SHS | 398K | 4K | – |
| VERISIGN INC | COM | 267K | 2K | – |
| VIKING THERAPEUTICS INC | COM | 557K | 11K | – |
| VISA INC | COM CL A | 1M | 4K | – |
| VOYA FINANCIAL INC | COM | 427K | 6K | – |
| WALMART INC | COM | 2M | 33K | – |
| WELLS FARGO CO NEW | COM | 1M | 20K | – |
| WESTERN ALLIANCE BANCORP | COM | 314K | 5K | – |
| WESTROCK CO | COM | 267K | 5K | – |
| WILLIAMS COS INC | COM | 425K | 10K | – |
| YANDEX N V | SHS CLASS A | 331K | 18K | – |
| YUM CHINA HLDGS INC | COM | 586K | 19K | – |
| ZOETIS INC | CL A | 1M | 6K | – |