NAUTILUS WEALTH ADVISORS
SHANNON T. PITNER AND COMPANY Legal Name
Adviser information for NAUTILUS WEALTH ADVISORS last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 571 | $107.6M |
| Non-Discretionary | 0 | $0 |
| Total | 571 | $107.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 46 | $15.4M |
| HNW Individuals | 57 | $85.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $6.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-120360 |
|---|---|
| SEC ERA File Number | 801-120360 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311853 |
| Legal Entity Identifier | None |
Principal Office
410 N. MIRAMAR AVENUEINDIALANTIC
FL
United States
Monday - Friday, 9:00AM - 5:30PM
Tel: (321) 724-1888, Fax: (321) 951-8171
Chief Compliance Officer
SHANNON T. PITNER
FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER
410 N. MIRAMAR AVENUE
INDIALANTIC
FL
United States
Tel:
(321) 724-1888
Fax:
(321) 951-8171
S*************@*************************M
(Full email address available in API data)
Regulatory Contact
NOVA CRUCE
CLIENT SERVICE MANAGER
410 N. MIRAMAR AVENUE
INDIALANTIC
FL
United States
Tel:
(321) 724-1888
Fax:
(321) 951-8171
N*********@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PITNER, SHANNON, TRUSE | Individual | – | FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 12/1992 | > 75% |