STEELE STREET PRIVATE WEALTH MANAGEMENT
CDKV HOLDINGS LLC Legal Name
Adviser information for STEELE STREET PRIVATE WEALTH MANAGEMENT last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 288 | $147.5M |
| Non-Discretionary | 1 | $196,086 |
| Total | 289 | $147.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 47 | $17.8M |
| HNW Individuals | 50 | $116.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $196,086 |
| Charitable organizations | <5 | $4.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $9.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120361 |
|---|---|
| SEC ERA File Number | 801-120361 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299856 |
| Legal Entity Identifier | None |
Principal Office
50 S. STEELE STREET, SUITE 501DENVER
CO
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 720-730-2550, Fax: None
Websites
Chief Compliance Officer
DAN KATZ
50 S. STEELE STREET, SUITE 501
DENVER
CO
United States
Tel:
720-730-2550
Fax:
720-730-2551
D****@**************M
(Full email address available in API data)
Regulatory Contact
CASEY VADER
MANAGING MEMBER
50 S. STREELE STREET, SUITE 501
DENVER
CO
United States
Tel:
720-730-2550
Fax:
720-730-2551
C*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KATZ, DANIEL, RICHARD | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 12/2018 | 50-75% |
| VADER, CASEY, M | Individual | – | MANAGING MEMBER | 12/2018 | 50-75% |