EASTERLY EAB RISK SOLUTIONS LLC
Adviser information for EASTERLY EAB RISK SOLUTIONS LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for businesses or institutional clients |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-120362 |
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SEC ERA File Number | 801-120362 |
SEC CIK Numbers | None |
SEC CRD Numbers | 312382 |
Legal Entity Identifier | None |
Principal Office
1650 MARKET STREET36TH FLOOR
PHILADELPHIA
PA
United States
Monday - Friday, 9:00-5:00
Tel: 646-583-0032, Fax: None
Chief Compliance Officer
WILLIAM J VISCONTO
MANAGING MEMBER
1650 MARKET STREET
36TH FLOOR
PHILADELPHIA
PA
United States
Tel:
(646) 583-0032
B********@*********************M
(Full email address available in API data)
Industry Affiliates
EAB INVESTMENT GROUP, LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
EAB INVESTMENT GROUP, LLC | Domestic Entity | – | MANAGING MEMBER | 12/2020 | > 75% |
EASTERLY ASSET MANAGEMENT LP | Domestic Entity | – | MEMBER | 12/2020 | 25-50% |
BOLL, EDWARD, ALLAN | Individual | EAB INVESTMENT GROUP, LLC | NON-EXECUTIVE CHAIRMAN | 11/2022 | 25-50% |
VISCONTO, WILLIAM, JOSEPH | Individual | EAB INVESTMENT GROUP, LLC | CCO & MANAGING MEMBER | 12/2011 | 25-50% |
Ryan, James, W | Individual | EAB INVESTMENT GROUP, LLC | PRESIDENT | 11/2022 | 25-50% |
CRATE, DARRELL, WILLIAM | Individual | EASTERLY ASSET MANAGEMENT LP | LIMITED PARTNER | 10/2020 | 25-50% |
EASTERLY ASSET MANAGEMENT GP LLC | Domestic Entity | EASTERLY ASSET MANAGEMENT LP | GENERAL PARTNER | 10/2020 | |
VISCONTO, WILLIAM, JOSEPH | Individual | – | CCO | 12/2020 | < 5% |
Ryan, James, W | Individual | – | PRESIDENT | 11/2022 | < 5% |