WAGN ADVISORY SERVICES, LLC
Adviser information for WAGN ADVISORY SERVICES, LLC last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Selection of other advisers (including private fund managers) |
|---|---|
| Compensation | REFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-120370 |
|---|---|
| SEC ERA File Number | 801-120370 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311915 |
| Legal Entity Identifier | None |
Principal Office
1125 17TH STREETSUITE 270
DENVER
CO
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 513-295-6777, Fax: None
Chief Compliance Officer
JAY HUMMEL
9205 W. 156TH PLACE
OVERLAND PARK
KS
United States
Tel:
(513) 295-6777
J******@*******Z
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PHOENIX, JOHN, GRAHAM | Individual | – | PRESIDENT | 01/2021 | < 5% |
| WEALTH ADVISOR GROWTH NETWORK, LLC | Domestic Entity | – | MANAGING MEMBER | 01/2021 | > 75% |
| HUMMEL, JAY, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| JHMCE, LLC | Domestic Entity | WEALTH ADVISOR GROWTH NETWORK, LLC | MANAGING MEMBER | 05/2019 | 50-75% |
| MCCALL EVE, LLC | Domestic Entity | JHMCE, LLC | MANAGING MEMBER | 05/2019 | 50-75% |
| PHOENIX, JOHN, GRAHAM | Individual | MCCALL EVE, LLC | MANAGING MEMBER | 02/2007 | > 75% |
| HUMMEL, JAY, WILLIAM | Individual | JHMCE, LLC | MANAGING MEMBER | 05/2019 | 50-75% |