FUSCO FINANCIAL SERVICES INC

Adviser information for FUSCO FINANCIAL SERVICES INC last updated from Form ADV on January 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 252 $118.8M
Total 252 $118.8M

Clients

Type Number RAUM
Individuals 56 $32.3M
HNW Individuals 35 $86.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed feesCommissions
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-120373
SEC ERA File Number 801-120373
SEC CIK Numbers None
SEC CRD Numbers 106841
Legal Entity Identifier None

Principal Office

2402 NE 8TH AVE.
WILTON MANORS
FL
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 954-524-0900, Fax: 954-537-5212

Chief Compliance Officer

LOBDELL, JOHANNA M
PRESIDENT
2402 NE 8TH AVE.
WILTON MANORS
FL
United States
Tel: 954-524-0900
Fax: 954-537-5212
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FUSCO, KENNETH, MICHAEL Individual VICE PRESIDENT 04/1981 < 5%
LOBDELL, JOHANNA, M. Individual OWNER/PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER 08/2005 > 75%

No. Employees, Historic

1050202120222023202420253 on 1/25/20213 on 3/11/20222 on 1/5/20232 on 1/17/2024

RAUM, Historic

200M100M020212022202320242025118149775 on 1/25/2021133147000 on 3/11/2022117749817 on 1/5/2023118824107 on 1/17/2024

No. Clients, Historic

1005002021202220232024202588 on 1/25/202183 on 3/11/202290 on 1/5/202391 on 1/17/2024