HAVEN GLOBAL PARTNERS, LLC
Adviser information for HAVEN GLOBAL PARTNERS, LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $893.6M |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $893.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $77.0M |
| State or municipal gov entities | 17 | $803.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $13.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120377 |
|---|---|
| SEC ERA File Number | 801-120377 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289472 |
| Legal Entity Identifier | 2549004YASPK4V551509 |
Principal Office
191 PEACHTREE STREET NESUITE 4100
ATLANTA
GA
United States
Monday - Friday, 9:00-5:00
Tel: 470-355-2434, Fax: 678-559-0337
Websites
Chief Compliance Officer
JASON KINDLAND
INVESTMENT ANALYST
191 PEACHTREE STREET NE
SUITE 4100
ATLANTA
GA
United States
Tel:
770-757-9409
J****@**********M
(Full email address available in API data)
Regulatory Contact
MARVIN BARGE
COMPLIANCE CONSULTANT
6555 SUGARLOAF PKWY
SUITE 307-104
DULUTH
GA
United States
Tel:
678-758-1000
M***********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLLEY, KENNETH, RICHARD | Individual | – | CEO, PORTFOLIO MANAGER, MANAGING MEMBER | 10/2017 | 25-50% |
| SINGHA, ANUJA, RAJBHANDARY | Individual | – | CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | 01/2018 | 25-50% |
| KINDLAND, JASON, NMN | Individual | – | CHIEF COMPLIANCE OFFICER, INVESTMENT ANALYST | 01/2018 | 5-10% |
| 4S BAY HAVEN OPPORTUNITY LLC | Domestic Entity | – | MEMBER, CLASS C | 12/2019 | 10-25% |
| SAROWITZ, STEVEN, IRA | Individual | 4S BAY HAVEN OPPORTUNITY LLC | OWNER | 12/2019 | > 75% |