TASSEL CAPITAL MANAGEMENT, INC
TASSEL CAPITAL MANAGEMENT, INC. Legal Name
Adviser information for TASSEL CAPITAL MANAGEMENT, INC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 721 | $182.5M |
| Non-Discretionary | 0 | $0 |
| Total | 721 | $182.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 164 | $62.3M |
| HNW Individuals | 55 | $101.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.3M |
| Charitable organizations | <5 | $14.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120382 |
|---|---|
| SEC ERA File Number | 801-120382 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121112 |
| Legal Entity Identifier | None |
Principal Office
1220 MANN DRIVESUITE 100
MATTHEWS
NC
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 704-814-6780, Fax: None
Websites
Chief Compliance Officer
WILLIAM ERTEL
PRESIDENT
1220 MANN DRIVE
SUITE 100
MATTHEWS
NC
United States
Tel:
704-814-6780
W*********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ERTEL, WILLIAM, BOROUGHS | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 05/2002 | > 75% |
| WHITMAN, CARLTON | Individual | – | FINANCIAL PLANNER | 01/2022 | 5-10% |
| Kendall, Bradley, Palmer | Individual | – | FINANCIAL PLANNER | 01/2024 | 5-10% |