LIGHTEDWAY ADVISORY SERVICES, INC.
Adviser information for LIGHTEDWAY ADVISORY SERVICES, INC. last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 218 | $77.0M |
Non-Discretionary | 0 | $0 |
Total | 218 | $77.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 69 | $40.0M |
HNW Individuals | 49 | $37.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-120390 |
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SEC ERA File Number | 801-120390 |
SEC CIK Numbers | None |
SEC CRD Numbers | 312712 |
Legal Entity Identifier | None |
Principal Office
83 CALVERT STHARRISON
NY
United States
TUESDAY,WEDNESDAY,THURSDAY, 9:00AM - 6:00PM
Tel: 914-747-4717, Fax: N/A
Websites
Chief Compliance Officer
JONATHAN M. RUSSO
PRESIDENT & CHIEF COMPLIANCE OFFICER
83 CALVERT ST
HARRISON
NY
United States
Tel:
914-747-4717
Fax:
N/A
J******@********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
RUSSO, JONATHAN, M | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2021 | > 75% |