BRANDYWINE FINANCIAL GROUP, INC.
Adviser information for BRANDYWINE FINANCIAL GROUP, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 421 | $95.5M |
| Non-Discretionary | 0 | $0 |
| Total | 421 | $95.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 125 | $26.3M |
| HNW Individuals | 49 | $68.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $792,018 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshopsREFERRAL/SOLICITATION |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
6133 LUNGO LAGO DRSARASOTA
FL
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 610-828-1155, Fax: 484-602-2304
Chief Compliance Officer
RAYMOND CAROTA
PRESIDENT
6133 LUNGO LAGO DR
SARASOTA
FL
United States
Tel:
610-828-1155
Fax:
484-602-2304
R******@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAROTA, RAYMOND, NOAH | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 06/2003 | > 75% |