CODEX CAPITAL, L.L.C.
Adviser information for CODEX CAPITAL, L.L.C. last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 19 | $195.5M |
Non-Discretionary | 0 | $0 |
Total | 19 | $195.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 17 | $174.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $11.7M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $9.0M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUM |
Principal Office
300 CENTRAL PARK WESTAPARTMENT 22D
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 212-496-4141, Fax: None
Chief Compliance Officer
ALEXANDER BECKER
MANAGING MEMBER
300 CENTRAL PARK WEST
APARTMENT 22D
NEW YORK
NY
United States
Tel:
212-496-4141
A********@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BECKER, ALEXANDER | Individual | – | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | 01/1998 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed May 7th, 2024 for period ending March 31st, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADOBE SYSTEMS INCORPORATED | COM | 2M | 4K | – |
ADVANCED MICRO DEVICES INC | COM | 4M | 22K | – |
AIRBNB INC | COM CL A | 2M | 13K | – |
ALPHABET INC | CAP STK CL C | 6M | 39K | – |
ALPHABET INC | CAP STK CL A | 5M | 38K | – |
AMAZON COM INC | COM | 9M | 48K | – |
APPLE INC | COM | 514K | 3K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 18K | – |
MERCK and CO | COM | 7M | 54K | – |
CLOUDFLARE INC | CL A COM | 1M | 13K | – |
DANAHER CORPORATION | COM | 749K | 3K | – |
GE HEALTHCARE | COM | 4M | 41K | – |
GENERAL ELECTRIC CO | COM NEW | 8M | 54K | – |
INVESCO QQQ TR | UNIT SER 1 | 3M | 7K | – |
ISHARES TR | S&P MC 400GR ETF | 2M | 23K | – |
ISHARES TR | ISHARES BIOTECH | 247K | 2K | – |
JPMORGAN CHASE& CO | COM | 4M | 21K | – |
MARVELL TECHNOLOGY | COM | 4M | 51K | – |
LILLY ELI & CO | COM | 13M | 17K | – |
MASTERCARD INCORPORATED | CL A | 7M | 14K | – |
META PLATFORMS INC | CL A | 13M | 28K | – |
MICROSOFT CORP | COM | 16M | 39K | – |
NVIDIA CORPORATION | COM | 23M | 25K | – |
TELEDYNE TECHNOLOGIES | COM | 2M | 5K | – |
REGENERON | COM | 6M | 6K | – |
EATON | COM | 5M | 15K | – |
ROPER TECHNOLOGIES INC | COM | 5M | 10K | – |
SALESFORCE COM INC | COM | 8M | 26K | – |
SERVICENOW INC | COM | 6M | 8K | – |
ON Semiconductor | com | 2M | 21K | – |
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 732K | 23K | – |
SPDR S&P 500 ETF TR | TR UNIT | 8M | 16K | – |
NXP semi | com | 3M | 13K | – |
VERTEX PHARMA | COM | 5M | 12K | – |
THERMO FISHER SCIENTIFIC INC | COM | 7M | 13K | – |
UNITEDHEALTH GROUP INC | COM | 2M | 3K | – |
VISA INC | COM CL A | 5M | 17K | – |