KELLETT WEALTH ADVISORS, LLC
Adviser information for KELLETT WEALTH ADVISORS, LLC last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,015 | $241.1M |
| Non-Discretionary | 3 | $21.1M |
| Total | 1,018 | $262.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 366 | $115.1M |
| HNW Individuals | 62 | $126.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $21.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Principal Office
8944 BLUE ASH ROADCINCINNATI
OH
United States
Monday - Friday, 9AM - 4PM
Tel: 513-554-1472, Fax: None
Websites
Chief Compliance Officer
BRIAN KELLETT
PRESIDENT
8944 BLUE ASH ROAD
CINCINNATI
OH
United States
Tel:
513-554-1472
B****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLETT, BRIAN, ANTHONY | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 03/2017 | > 75% |
| Kline, Jared, Bernard | Individual | – | FINANCIAL ADVISOR | 01/2020 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 691K | 4K | – |
| ALPHABET INC | CAP STK CL A | 497K | 3K | – |
| ALPHABET INC | CAP STK CL C | 264K | 1K | – |
| AMAZON COM INC | COM | 1M | 6K | – |
| AMERICAN EXPRESS CO | COM | 208K | 898 | – |
| AMERICAN FINL GROUP INC OHIO | COM | 315K | 3K | – |
| ANALOG DEVICES INC | COM | 214K | 937 | – |
| APPLE INC | COM | 3M | 14K | – |
| AT&T INC | COM | 320K | 17K | – |
| B2GOLD CORP | COM | 34K | 13K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 678K | 2K | – |
| BLACKSTONE INC | COM | 253K | 2K | – |
| BROADCOM INC | COM | 626K | 390 | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 240K | 14K | – |
| CINTAS CORP | COM | 599K | 856 | – |
| COCA COLA CO | COM | 350K | 6K | – |
| DUKE ENERGY CORP NEW | COM NEW | 965K | 10K | – |
| ELEVANCE HEALTH INC | COM | 332K | 613 | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| ENBRIDGE INC | COM | 340K | 10K | – |
| EXXON MOBIL CORP | COM | 731K | 6K | – |
| GABELLI UTIL TR | COM | 105K | 18K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 27M | 932K | – |
| INVESCO EXCH TRADED FD TR II | INTL BUYBACK | 3M | 72K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 3M | 27K | – |
| INVESCO EXCHANGE TRADED FD T | S&P SMCP VLU MNT | 2M | 37K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 348K | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 6M | 14K | – |
| ISHARES TR | CORE DIVID ETF | 660K | 15K | – |
| ISHARES TR | CORE S&P MCP ETF | 365K | 6K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 19K | – |
| ISHARES TR | MRGSTR MD CP GRW | 3M | 44K | – |
| ISHARES TR | MSCI USA QLT FCT | 443K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 213K | 584 | – |
| ISHARES TR | U.S. FINLS ETF | 358K | 4K | – |
| JOHNSON & JOHNSON | COM | 241K | 2K | – |
| JPMORGAN CHASE & CO. | COM | 257K | 1K | – |
| MERCK & CO INC | COM | 334K | 3K | – |
| MGM RESORTS INTERNATIONAL | COM | 227K | 5K | – |
| MICROSOFT CORP | COM | 3M | 6K | – |
| NVIDIA CORPORATION | COM | 859K | 7K | – |
| OLD REP INTL CORP | COM | 837K | 27K | – |
| PACER FDS TR | PACER US SMALL | 4M | 81K | – |
| PACER FDS TR | US CASH COWS 100 | 297K | 5K | – |
| PEPSICO INC | COM | 300K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 9M | 53K | – |
| PROSHARES TR | S&P 500 DV ARIST | 513K | 5K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 247K | 3K | – |
| QUANTUM COMPUTING INC | COM | 10K | 20K | – |
| REALTY INCOME CORP | COM | 258K | 5K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5M | 63K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 308K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 813K | 4K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 363K | 929 | – |
| SPDR GOLD TR | GOLD SHS | 241K | 1K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 27M | 50K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 337K | 15K | – |
| TESLA INC | COM | 285K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 947K | 2K | – |
| US BANCORP DEL | COM NEW | 328K | 8K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 235K | 470 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 3M | 18K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 293K | 1K | – |
| VANGUARD WORLD FD | INF TECH ETF | 915K | 2K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 357K | 2K | – |
| VISA INC | COM CL A | 406K | 2K | – |
| WALMART INC | COM | 337K | 5K | – |
| WASTE MGMT INC DEL | COM | 224K | 1K | – |