STRATEGIC ASSET MANAGEMENT LLC.
Adviser information for STRATEGIC ASSET MANAGEMENT LLC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 566 | $118.1M |
| Non-Discretionary | 0 | $0 |
| Total | 566 | $118.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 226 | $37.6M |
| HNW Individuals | 49 | $77.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $31,201 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-120401 |
|---|---|
| SEC ERA File Number | 801-120401 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306384 |
| Legal Entity Identifier | None |
Principal Office
2434 SUPERIOR DRIVE NWSUITE 101
ROCHESTER
MN
United States
Monday - Friday, 9:00AM - 4:00PM
Tel: 888-526-8755, Fax: N/A
Chief Compliance Officer
NATHAN LOVIK
CHIEF COMPLIANCE OFFICER
2434 SUPERIOR DRIVE NW
ROCHESTER
MN
United States
Tel:
888-526-878
Fax:
N/A
N*****@********************M
(Full email address available in API data)
Regulatory Contact
GREGORY B. NELSON
PRESIDENT
2434 SUPERIOR DRIVE NW
SUITE 101
ROCHESTER
MN
United States
Tel:
888--526-8755
G******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOVIK, NATHAN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| NELSON, GREGORY, BRIAN | Individual | – | PRESIDENT AND OWNER | 03/2023 | > 75% |