AON ADVANTAGE FUNDS LLC
Adviser information for AON ADVANTAGE FUNDS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $268.0M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $268.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $268.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120405 |
|---|---|
| SEC ERA File Number | 801-120405 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310335 |
| Legal Entity Identifier | None |
Principal Office
200 E. RANDOLPHCHICAGO
IL
United States
Monday - Friday, 9AM - 5PM
Tel: 312-381-0132, Fax: None
Chief Compliance Officer
PATRICK HAYES
CHIEF COMPLIANCE OFFICER
200 E RANDOLPH
CHICAGO
IL
United States
Tel:
3123811000
P************@******M
(Full email address available in API data)
Industry Affiliates
| AON HEWITT INC. | Pension consultant |
| AON INVESTMENTS CANADA | Other investment adviser, including financial planners |
| AON INVESTMENTS IRELAND | Other investment adviser, including financial planners |
| AON INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| AON INVESTMENTS USA INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| AON IP ADVANTAGE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AON SECURITIES INVESTMENT MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AON SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AON SOLUTIONS UK | Other investment adviser, including financial planners |
| AON TRUST COMPANY | Banking or thrift institution |
| TOWNSEND GROUP EUROPE | Other investment adviser, including financial planners |
| TOWNSEND HOLDINGS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AON IP ADVANTAGE FUND LP | PRIVATE CREDIT FUND | $268.0M | $5.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FARRAR, MATTHEW, LEIGH | Individual | – | ASSISTANT VICE PRESIDENT | 07/2020 | < 5% |
| HAGY, PAUL, ALLEN | Individual | – | PRESIDENT AND TREASURER | 07/2020 | < 5% |
| AON ADVANTAGE FUNDS HOLDING CORPORATION | Domestic Entity | – | HOLDING CORPORATION | 07/2020 | > 75% |
| AON PLC | Foreign Entity | AON ADVANTAGE FUNDS HOLDING CORPORATION | OWNER | 07/2020 | > 75% |
| Zaccaria, David, S | Individual | – | COO | 07/2020 | < 5% |
| Hayes, Patrick, Daniel | Individual | – | CCO | 04/2021 | < 5% |
| Garcia, Domingo | Individual | – | SENIOR VICE PRESIDENT | 04/2021 | < 5% |
| Lee, Robert | Individual | – | VP AND ASSISTANT SECRETARY | 04/2021 | < 5% |
| Ley, Michelle, S. | Individual | – | AVP AND ASSISTANT SECRETARY | 04/2021 | < 5% |