Hedge Fund Database

LEADING EDGE FINANCIAL PLANNING LLC

Adviser information for LEADING EDGE FINANCIAL PLANNING LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,212 $273.7M
Non-Discretionary 1 $7,500
Total 1,213 $273.7M

Clients

Type Number RAUM
Individuals 214 $111.9M
HNW Individuals 97 $161.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-120413
SEC ERA File Number 801-120413
SEC CIK Numbers 1967205
SEC CRD Numbers 277149
Legal Entity Identifier None

Principal Office

6921 OFFICE PARK CIRCLE
KNOXVILLE
TN
United States
Monday - Friday, 9:00 AM - 4:30 PM
Tel: 865-240-2292, Fax: None

Websites

open.spotify.com/show/2eriagbuhoxcp9bvqlya02 podcasts.apple.com/us/podcast/the-pilot-money-guys/id1557278856 www.linkedin.com/company/leadingedgeplanning leadingedgeplanning.com/ www.youtube.com/channel/uc5lol8rw7jazwe3fsvupn3q/featured www.facebook.com/leadingedgeplanning/ www.youtube.com/channel/uczs3g29a6ivrrn6rankqs2q vimeo.com/charliemattingly737 www.pilotmoneyguyspodcast.com/ pilotmoneyguys.libsyn.com/ www.stitcher.com/show/the-pilot-money-guys

Chief Compliance Officer

CHARLES MATTINGLY
CHIEF EXECUTIVE OFFICER
6921 OFFICE PARK CIRCLE
KNOXVILLE
TN
United States
Tel: 843-847-7164
(Full email address available in API data)

Regulatory Contact

KEVIN GORMLEY
CHIEF FINANCIAL OFFICER
6921 OFFICE PARK CIRCLE
KNOXVILLE
TN
United States
Tel: 865-240-2292
(Full email address available in API data)

Industry Affiliates

LEADING EDGE TAX PLANNING Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GORMLEY, KEVIN, NICHOLAS Individual – CHIEF FINANCIAL OFFICER 06/2015 25-50%
MATTINGLY, CHARLES, PATRICK Individual – CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 06/2015 25-50%

No. Employees, Historic

20100202120222023202420257 on 1/29/20217 on 8/16/202110 on 3/21/202210 on 6/28/202210 on 11/22/202210 on 3/13/202310 on 3/15/202310 on 9/11/202312 on 3/19/2024

RAUM, Historic

300M150M020212022202320242025135209171 on 1/29/2021135209171 on 8/16/2021174194072 on 3/21/2022174194072 on 6/28/2022174194072 on 11/22/2022192974046 on 3/13/2023192974046 on 3/15/2023192974046 on 9/11/2023273667200 on 3/19/2024

No. Clients, Historic

400200020212022202320242025183 on 1/29/2021183 on 8/16/2021217 on 3/21/2022217 on 6/28/2022217 on 11/22/2022258 on 3/13/2023258 on 3/15/2023258 on 9/11/2023311 on 3/19/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 229K 1K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 13M 204K –
AMERICAN CENTY ETF TR REAL ESTATE ETF 1M 27K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 1M 21K –
AMERICAN CENTY ETF TR US SML CP VALU 1M 13K –
APPLE INC COM 532K 3K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 61K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 249K 10K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 364K 15K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 246K 8K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 14M 536K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 32M 1M –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 16M 556K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 21M 669K –
DIMENSIONAL ETF TRUST INFLATION PROTE 8M 196K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 2M 38K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 1M 43K –
ENTERPRISE PRODS PARTNERS L COM 446K 15K –
INNOVATOR ETFS TRUST GRWT100 PWR BUF 222K 4K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 230K 6K –
INVESCO EXCHANGE TRADED FD T FINL PFD ETF 253K 17K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
ISHARES TR CORE S&P500 ETF 209K 382 –
ISHARES TR MODERT ALLOC ETF 319K 7K –
ISHARES TR MSCI USA QLT FCT 237K 1K –
ISHARES TR GLOBAL REIT ETF 8M 344K –
ISHARES TR BLACKROCK ULTRA 612K 12K –
MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 297K 10K –
SCHWAB STRATEGIC TR US BRD MKT ETF 22M 351K –
SCHWAB STRATEGIC TR US LRG CAP ETF 933K 15K –
SCHWAB STRATEGIC TR US LCAP VA ETF 202K 3K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 377K 5K –
SCHWAB STRATEGIC TR US AGGREGATE B 2M 51K –
SCHWAB STRATEGIC TR SHT TM US TRES 576K 12K –
SPDR S&P 500 ETF TR TR UNIT 202K 371 –
SPDR SER TR PORTFOLIO AGRGTE 33M 1M –
SPDR SER TR PORTFLI TIPS ETF 703K 28K –
SPDR SER TR PORTFOLIO S&P500 37M 580K –
SPDR SER TR PORTFLI HIGH YLD 3M 119K –
SPDR SER TR BLOOMBERG 1-3 MO 9M 100K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 6M 114K –
VANGUARD INDEX FDS MCAP VL IDXVIP 2M 13K –
VANGUARD INDEX FDS VALUE ETF 501K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 325K 1K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 719K 4K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 253K 2K –
VANGUARD WORLD FD EXTENDED DUR 493K 7K –
WISDOMTREE TR INTERNATIONL EFI 848K 23K –
WISDOMTREE TR US EFFICIENT COR 2M 39K –
WORLD GOLD TR SPDR GLD MINIS 1M 27K –