GREAT GABLE WEALTH MANAGEMENT, LLC
GREAT GABLE ADVISORS, LLC Legal Name
Adviser information for GREAT GABLE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 225 | $135.8M |
| Non-Discretionary | 0 | $0 |
| Total | 225 | $135.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 183 | $33.4M |
| HNW Individuals | 39 | $94.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $4.6M |
| Charitable organizations | 1 | $3.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120416 |
|---|---|
| SEC ERA File Number | 801-120416 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297501 |
| Legal Entity Identifier | None |
Principal Office
315 S. BEVERLY DR SUITE 406BEVERLY HILLS
CA
United States
Monday - Friday, 9AM TO 5PM
Tel: 415-986-1116, Fax: None
Chief Compliance Officer
JACQUES SOENENS
CEO
86 GRAHAM STREET, SUITE 120
SAN FRANCISCO
CA
United States
Tel:
415-466-3350
J*@*************M
(Full email address available in API data)
Regulatory Contact
AMIR NAVAB
WEALTH ADVISOR
315 S. BEVERLY DR SUITE 406
BEVERLY HILLS
CA
United States
Tel:
415-466-3353
A*********@*************M
(Full email address available in API data)
Industry Affiliates
| GREAT GABLE PARTNERS, LP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NAVAB, AMIR, NMN | Individual | – | WEALTH MANAGER | 04/2018 | 50-75% |
| SOENENS, JACQUES, ALAIN | Individual | – | CCO, CEO AND MANAGING MEMBER | 04/2018 | < 5% |
| SOENENS, JACQUES, ALAIN | Individual | GREAT GABLES INVESTMENTS, LLC | MANAGING MEMBER | 10/2004 | > 75% |
| GREAT GABLES INVESTMENTS, LLC | Domestic Entity | – | MANAGING MEMBER | 04/2018 | 25-50% |