Hedge Fund Database

VISTA FINANCE, LLC

Adviser information for VISTA FINANCE, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 356 $204.5M
Non-Discretionary 9 $5.2M
Total 365 $209.7M

Clients

Type Number RAUM
Individuals 12 $6.9M
HNW Individuals 41 $198.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 7 $572,473
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $4.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 169.7M
Portfolio Manager 169.7M
Both for Same 169.7M
Portfolio Manager to Program Sponsor
VISTA FINANCE, LLC WRAP PROGRAM VISTA FINANCE, LLC

Identifiers

SEC RIA File Number 801-120420
SEC ERA File Number 801-120420
SEC CIK Numbers 1893809
SEC CRD Numbers 312082
Legal Entity Identifier None

Principal Office

7777 BONHOMME AVE
SUITE 1800
CLAYTON
MO
United States
Monday - Friday, 9 A.M. - 4 P.M.
Tel: 314-518-5240, Fax: None

Websites

www.myvista.us business.facebook.com/myvistafinance/ www.linkedin.com/company/vista-finance-llc?trk=public_profile_topcard-current-company twitter.com/vista_finance www.instagram.com/myvistafinance/ www.linkedin.com/in/brian-landzaat-034a7838/ www.linkedin.com/in/chris-williams-8369074/ www.linkedin.com/in/lincoln-l-a-sorensen-a0179849/ www.facebook.com/myvistafinance

Chief Compliance Officer

BRIAN LANDZAAT
7777 BONHOMME AVE
SUITE 1800
CLAYTON
MO
United States
Tel: 314-686-9279
(Full email address available in API data)

Industry Affiliates

VISTA INSURANCE GROUP, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
VISTA HOLDING CO SPECIAL PURPOSE ACQUISITION $0.1M $0.1M 2

Control Persons

Name Type Entity Title Since Ownership
WILLIAMS, CHRISTOPHER, BRENT Individual – MANAGING MEMBER 03/2021 50-75%
LANDZAAT, BRIAN, THOMAS Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 03/2021 10-25%
SORENSEN, LINCOLN, ANDREW Individual – MANAGING MEMBER 03/2021 5-10%

No. Employees, Historic

1050202120222023202420252 on 1/29/20212 on 1/29/20213 on 3/1/20213 on 3/2/20213 on 5/5/20213 on 6/25/20213 on 6/25/20213 on 8/25/20213 on 8/31/20213 on 9/30/20213 on 3/22/20223 on 9/6/20223 on 12/19/20224 on 3/27/20237 on 3/26/2024

RAUM, Historic

300M150M0202120222023202420250 on 1/29/20210 on 1/29/20210 on 3/1/20210 on 3/2/20210 on 5/5/2021214041433 on 6/25/2021214041433 on 6/25/2021214041433 on 8/25/2021214041433 on 8/31/2021214041433 on 9/30/2021195954617 on 3/22/2022195954617 on 9/6/2022195954617 on 12/19/2022157158891 on 3/27/2023209685096 on 3/26/2024

No. Clients, Historic

70350202120222023202420250 on 1/29/20210 on 1/29/20210 on 3/1/20210 on 3/2/20210 on 5/5/202115 on 6/25/202115 on 6/25/202115 on 8/25/202115 on 8/31/202115 on 9/30/202144 on 3/22/202244 on 9/6/202244 on 12/19/202251 on 3/27/202370 on 3/26/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALBEMARLE CORP COM 324K 3K –
ALPHABET INC CAP STK CL A 229K 1K –
ALPS ETF TR ALERIAN MLP 7M 156K –
AMAZON COM INC COM 785K 4K –
APPLE INC COM 1M 6K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 387K 12K –
DIREXION SHS ETF TR DLY S&P500 BR 1X 881K 75K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 10M 2M –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 664K 12K –
ISHARES BITCOIN TR SHS 1M 32K –
ISHARES INC MSCI MLY ETF NEW 3M 153K –
ISHARES TR MSCI EMG MKT ETF 8M 194K –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR BLACKROCK ULTRA 3M 56K –
ISHARES TR MSCI PHILIPS ETF 3M 126K –
MICROSOFT CORP COM 456K 1K –
PROSHARES TR SHORT QQQ 2M 56K –
PROSHARES TR SHORT S&P 500 NE 383K 34K –
RBB FD INC US TREAS 3 MNTH 2M 32K –
SELECT SECTOR SPDR TR SBI INT-UTILS 5M 78K –
SPDR GOLD TR GOLD SHS 10M 46K –
TESLA INC COM 690K 3K –
TESLA INC COM 79K 400 –
UNITEDHEALTH GROUP INC COM 2M 4K –